Rbc Capital Markets, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 31194
- SEC number
- 801-13059
- Firm type
- RIA
- Assets under management
- $310.4B as of Jun 30, 2026
- Website
- us.rbcwealthmanagement.com/northernca ↗
- Phone
- 212-858-7000
- Address
- 200 Vesey St., New York, NY, 10281
Advisors at this firm
4,703 in our index · page 93 of 95
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Brendan WhitemanCRD 7744637 · Cumberland, MDIA RegisteredBroker
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Courtney M WhitleyCRD 7854132 · Tucson, AZIA RegisteredBroker
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Alexander Miller WhitneyCRD 6717471 · Minneapolis, MNIA RegisteredBroker
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Ryan David WhitneyCRD 7122650 · Boise, IDIA RegisteredBroker
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Zachary David WickCRD 7824552 · Minneapolis, MNIA RegisteredBroker
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Levina WidjajaCRD 6963755 · New York, NYBroker
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Christopher P WilkensCRD 5718123 · New York, NYIA RegisteredBroker
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David Franklin WilliamsCRD 1343220 · Cave Creek, AZIA RegisteredBrokerDisclosure event(s) on record
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Gavin WilliamsCRD 8042589 · Omaha, NEBroker
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Jordan Leigh WilliamsCRD 6268750 · Mesa, AZIA RegisteredBroker
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Josh J WilliamsCRD 7177676 · Phoenix, AZIA RegisteredBroker
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Leslie John WilliamsCRD 7147809 · Baltimore, MDIA RegisteredBroker
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Peter James WilliamsCRD 4897121 · New York, NYBroker
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Gordon WillifordCRD 7934251 · Houston, TXBroker
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Peter WillsCRD 7525245 · Clive, IAIA RegisteredBroker
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Blake L WilsonCRD 6970806 · Atlanta, GAIA RegisteredBroker
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Jeffrey Anthony WilsonCRD 7311239 · San Diego, CAIA RegisteredBroker
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Donald WingerCRD 7766611 · Chicago, ILIA RegisteredBroker
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Melissa Leigh WinnCRD 6245396 · Beverly Hills, CAIA RegisteredBroker
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Nicole WinterzCRD 8028876 · Rockford, ILIA RegisteredBroker
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Dennis P WolfCRD 4437063 · Leawood, KSIA RegisteredBroker
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Kristin Boezelijn WolfeCRD 6974514 · New Hope, MNIA RegisteredBroker
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Taylor Lynn WoodCRD 6933550 · Greenbrae, CAIA RegisteredBroker
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Douglas WoodcockCRD 7368906 · Houston, TXBroker
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Timothy Paul WoodsCRD 1143935 · Clive, IAIA RegisteredBrokerDisclosure event(s) on record
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Heather Renee WrightCRD 7174247 · Philadelphia, PABroker
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Shengjing WuCRD 8216343 · Jersey City, NJBroker
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Jingyu XuCRD 7348805 · Minneapolis, MNIA RegisteredBroker
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Lu Na XuCRD 6296332 · San Francisco, CAIA RegisteredBroker
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Robert YablonowitzCRD 4923336 · New York, NYBroker
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Brad YablonskyCRD 6027004 · Albuquerque, NMIA RegisteredBroker
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Yia YangCRD 6407389 · Minneapolis, MNBroker
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Nicholas Joseph YantziCRD 7188248 · TorontoBroker
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Jianjia YaoCRD 5159785 · New York, NYBroker
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Timothy Brian YarbroughCRD 2157016 · Cartersville, GAIA RegisteredBrokerDisclosure event(s) on record
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Erik Lee YatesCRD 5129693 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Rebecca April YatesCRD 5110036 · Baltimore, MDIA RegisteredBroker
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Theresa Marie YatesCRD 5220321 · Greenwood Village, COIA RegisteredBroker
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Tiffany YehCRD 5832631 · San Francisco, CABroker
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Chien-Chin YiCRD 5019836 · New York, NYBroker
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Song Su YiCRD 1573399 · Washington, DCIA RegisteredBroker
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Christopher Lee YinglingCRD 2402303 · Westminster, MDIA RegisteredBrokerDisclosure event(s) on record
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Brandon Todd YorkCRD 2864897 · Walnut Creek, CAIA RegisteredBroker
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Michael John YorkeCRD 5052338 · New York, NYBroker
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Joseph Andrew YoungCRD 5312113 · Minneapolis, MNIA RegisteredBroker
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Nora YousifCRD 5977023 · South Easton, MAIA RegisteredBroker
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Tara Nicole Ysquierdo-KrouseCRD 2477646 · Leawood, KSIA RegisteredBroker
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Siu Kit YuCRD 5891957 · San Francisco, CABroker
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Sen Min YuanCRD 5918109 · New York, NYBroker
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Ziyun YuanCRD 7411462 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 31194 ↗
FINRA BrokerCheck record for firm CRD 31194 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.