Prospect Financial Services LLC

CRD 314154 · Melville, NY · $431.0M AUM

RIA

Firm record

As recorded in SEC IAPD

Firm CRD: 314154
SEC number: 801-122193
Firm type: RIA
Assets under management: $431.0M as of Mar 9, 2026
Website: www.profinserv.net ↗
Phone: 631-424-5218
Address: 445 Broad Hollow Road, Melville, NY, 11747

Advisors at this firm

8 in our index · page 1 of 1

David Frank GerkenCRD 2452301 · Melville, NY

IA RegisteredBroker
Michael Allan GoldfederCRD 2542820 · Melville, NY

IA RegisteredBroker

Disclosure event(s) on record
Lee Edward KilbrithCRD 3100072 · Raleigh, NC

IA RegisteredBroker
Wange LiuCRD 7316117 · Melville, NY

IA RegisteredBroker
Jay L NathanCRD 4899753 · Melville, NY

IA RegisteredBroker
Neal D O SullivanCRD 1891959 · Farmingdale, NY

IA RegisteredBroker
Aidan James RooneyCRD 8186594 · Melville, NY

IA RegisteredBroker
Sean Peter RooneyCRD 2635431 · Melville, NY

IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for firm CRD 314154 ↗ FINRA BrokerCheck record for firm CRD 314154 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.