Tradewinds, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

316415

SEC number

801-122614

Firm type

RIA

Assets under management

$659.4M as of Mar 13, 2026

Website

www.linkedin.com/company/tradewindsria ↗

Phone

984.257.9091

Address

4600 Marriott Dr., Raleigh, NC, 27612

Advisors at this firm

10 in our index · page 1 of 1

• Martin Mcconnico BoneyCRD 2214276 · Raleigh, NC
  IA RegisteredRegistration inactive
• James Edward BowieCRD 7648744 · Raleigh, NC
  IA RegisteredRegistration inactive
• Miller Brunson HoffmanCRD 6810819 · Raleigh, NC
  IA RegisteredRegistration inactive
• Tracey Lynn NoblesCRD 2794755 · Raleigh, NC
  IA RegisteredRegistration inactive
• Stephen Miles RossCRD 1012842 · Raleigh, NC
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Todd William ShandCRD 3189361 · Raleigh, NC
  IA RegisteredRegistration inactive
• Emma Isabelle SchneiderCRD 8061141 · Raleigh, NC
  IA RegisteredRegistration inactive
• Ralston TurnerCRD 6836931 · Raleigh, NC
  IA RegisteredRegistration inactive
• Timothy M. WhitneyCRD 4560097 · Raleigh, NC
  IA RegisteredRegistration inactive
• Stephanie Ross WilliamsCRD 4876561 · Raleigh, NC
  IA RegisteredRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.