Brookwood Investment Group

Firm record

As recorded in SEC IAPD

Firm CRD

316544

SEC number

801-122508

Firm type

RIA

Assets under management

$1.3B as of Mar 31, 2026

Website

ckwmg.com ↗

Phone

4803514740

Address

3930 E. Ray Road, Phoenix, AZ, 85044

Advisors at this firm

60 in our index · page 2 of 2

• Steven Lester SchippelCRD 1225164 · Columbia Station, OH
  IA Registered
  Disclosure event(s) on record
• Martin Aaron ShapiroCRD 1386124 · Wilmington, NC
  IA RegisteredRegistration inactive
• Thomas Edward SpaceCRD 2382115 · Gilford, NH
  IA Registered
• Frank Charles StamaCRD 4956271 · Amherst, NH
  IA Registered
  Disclosure event(s) on record
• Thomas Michael StoltmanCRD 803994 · Bloomington, MN
  IA Registered
• David Douglas SwansonCRD 6614143 · Portland, OR
  IA RegisteredRegistration inactive
• Charles Henry TrakasCRD 3024642 · Middletown, DE
  IA Registered
• Peter Donald ThaldorfCRD 6624095 · Bloomington, MN
  IA Registered
• Joseph Edward WardCRD 3066458 · St Petersburg, FL
  IA RegisteredRegistration inactive
• Murray I WoloshinCRD 1188186 · New York, NY
  IA Registered

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.