Stephen Smith Financial Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 339402
- SEC number
- 801-134877
- Firm type
- RIA
- Assets under management
- $129.0M as of Jun 17, 2026
- Website
- www.stephensmithfinancial.com ↗
- Phone
- 847-337-1022
- Address
- 1701 East Woodfield Road, Schaumburg, IL, 60173
Advisors at this firm
2 in our index · page 1 of 1
-
Scott Robert SmithCRD 6846696 · Schaumburg, ILIA Registered
-
Stephen Richard SmithCRD 6713437 · Schaumburg, ILIA Registered
1–2 of 2
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 339402 ↗
FINRA BrokerCheck record for firm CRD 339402 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
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