Shufro, Rose & Co., LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 3403
- SEC number
- 801-977
- Firm type
- RIA
- Assets under management
- $2.5B as of Apr 21, 2026
- Website
- www.linkedin.com/company/shufro-rose-&-co.-llc ↗
- Phone
- 212-754-5100
- Address
- 600 Lexington Avenue, New York, NY, 10022
Advisors at this firm
12 in our index · page 1 of 1
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Lance Christopher ArmentaCRD 7123848 · New York, NYIA RegisteredRegistration inactive
-
Aimee AdlerCRD 7186177 · New York, NYIA Registered
-
John Marinus ContantCRD 2810876 · New York, NYIA Registered
-
Garrett Lawton ColeCRD 7486697 · New York, NYIA RegisteredRegistration inactive
-
Steven Jeffrey GlassCRD 1756153 · New York, NYIA Registered
-
Tonia KaminskyCRD 4134855 · New York, NYIA Registered
-
Stephen David LeitCRD 818707 · New York, NYIA Registered
-
Gerson Robert OssersCRD 6118195 · New York, NYIA RegisteredRegistration inactive
-
Gregory David ShufroCRD 4718283 · New York, NYIA Registered
-
Barbara Elise SilvermanCRD 2663959 · New York, NYIA Registered
-
Anthony Trevor SantolociCRD 6016574 · New York, NYIA RegisteredRegistration inactive
-
Harvey WachtCRD 456036 · New York, NYIA RegisteredRegistration inactiveDisclosure event(s) on record
1–12 of 12
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 3403 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.