Stephens

Firm record

As recorded in SEC IAPD

Firm CRD

3496

SEC number

801-15510

Firm type

RIA

Assets under management

$18.0B as of Jun 25, 2026

Website

stephens.libsyn.com ↗

Phone

501-377-2000

Address

111 Center St, Little Rock, AR, 72201

Advisors at this firm

414 in our index · page 8 of 9

• Kevin Michael ScanlonCRD 1032455 · Little Rock, AR
  Broker
• Ryan Michael SchaufeleCRD 7575392 · Atlanta, GA
  Broker
• Reed SeayCRD 7386880 · Little Rock, AR
  IA RegisteredBroker
• Pooran SharmaCRD 5957583 · New York, NY
  IA RegisteredBroker
• Adam Reed ShepherdCRD 7797369 · Little Rock, AR
  IA RegisteredBroker
• Douglas William SicholCRD 4578604 · Boston, MA
  Broker
• Jane E SiefertCRD 1428354 · Winston-Salem, NC
  Broker
• Dana F SilaskiCRD 2456389 · Little Rock, AR
  IA RegisteredBroker
• John Spencer SloanCRD 7377204 · Atlanta, GA
  Broker
• Gerald Eugene SmithCRD 603844 · Little Rock, AR
  Broker
• Michael Diehl SmithCRD 7263131 · Charlotte, NC
  Broker
• Frank Salvatore SorrentinoCRD 5938027 · New York, NY
  Broker
• Andrew Connor StadinskiCRD 7575398 · New York, NY
  Broker
• Bryce Adam StokesCRD 7934844 · Dallas, TX
  Broker
• Jacob Warren StoneCRD 7706663 · Little Rock, AR
  IA RegisteredBroker
• Ethan Delaney StraussCRD 7263675 · New York, NY
  Broker
• Edgar Wadsworth StuartCRD 1077865 · Nashville, TN
  IA RegisteredBroker
• Scott William StudwellCRD 3028221 · New York, NY
  Broker
• Richard Leo SullivanCRD 1039553 · Winston-Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Austin Joseph SmithCRD 7410527 · Boston, MA
  Broker
• Todd Michael SmithCRD 8213158 · Little Rock, AR
  Broker
• Victoria Tappan TackettCRD 8014358 · Little Rock, AR
  Broker
• Tracy Noel TannerCRD 7756688 · Fayetteville, AR
  IA RegisteredBroker
• James Bailey TaylorCRD 7756693 · Atlanta, GA
  IA RegisteredBroker
• Christopher Edward ThomasCRD 2393681 · Houston, TX
  Broker
• Zachary David TovyCRD 8115182 · Dallas, TX
  Broker
• Allan Mattison TuckerCRD 501512 · Little Rock, AR
  IA RegisteredBroker
  Disclosure event(s) on record
• Ryan David TullCRD 7393965 · Chicago, IL
  Broker
• Michael Jack TalleyCRD 7265168 · Atlanta, GA
  Broker
• Jacob TaussCRD 7558068 · Dallas, TX
  Broker
• Heather Renee VangilderCRD 5163897 · Jonesboro, AR
  IA RegisteredBroker
  Disclosure event(s) on record
• Nina Rae VincentCRD 5850239 · Little Rock, AR
  IA RegisteredBroker
• Charles Jordan VanorderCRD 7795180 · Little Rock, AR
  IA RegisteredBroker
• Pablo VazquezCRD 7493883 · Dallas, TX
  Broker
• Jonny David WaddleCRD 1753257 · Fayetteville, AR
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren Grace WaddlesCRD 7569482 · Dallas, TX
  Broker
• Robert Olin WageCRD 1183271 · Little Rock, AR
  Broker
• John Michael WalkerCRD 1164074 · Charlotte, NC
  IA RegisteredBroker
• Adam Robert WardCRD 5231953 · Little Rock, AR
  Broker
• Jonathan Quentin WarrenCRD 7453980 · Little Rock, AR
  Broker
• Shelly Fleming WatersCRD 5826364 · Atlanta, GA
  Broker
• Andrew Galen WeaverCRD 7564794 · New York, NY
  Broker
• Todd Charles WellerCRD 2777375 · Ocean City, MD
  IA RegisteredBroker
• Thomas Alexander WendlerCRD 7221363 · Little Rock, AR
  IA RegisteredBroker
• Marshall Graham WeselCRD 8111308 · Little Rock, AR
  IA RegisteredBroker
• Olivia Renee WhamCRD 7935346 · Little Rock, AR
  IA RegisteredBroker
• Donnie George WhisenhuntCRD 2107064 · Columbia, SC
  IA RegisteredBroker
• Joann Sofis WhiteCRD 5569809 · Winston-Salem, NC
  IA RegisteredBroker
• Bobby Jackson WhitfieldCRD 1405010 · Little Rock, AR
  Broker
• John Spencer WhitmanCRD 2149715 · Palm Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.