Osaic Institutions, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

35371

SEC number

801-67242

Firm type

RIA

Assets under management

$6.5B as of May 28, 2026

Website

osaic.com/institutions ↗

Phone

203-599-6000

Address

538 Preston Avenue, Meriden, CT, 06450-4858

Advisors at this firm

518 in our index · page 10 of 11

• Daniel Mark SuttonCRD 2661448 · Dardenne Prairie, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Melinda D SwartzbaughCRD 4660963 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Matthew Rowe SweetCRD 2086238 · Torrington, CT
  IA RegisteredBroker
• Samuel Salmond SylvesterCRD 1815606 · Barrington, RI
  Broker
• Sung-Suk Andie Sa-LewisCRD 4997163 · Bloomington, IL
  Broker
• Mitchell John SantosCRD 8258885 · Fall River, MA
  Broker
• Nicholas Edward ShalaCRD 8096017 · Goshen, NY
  IA RegisteredBroker
• Evan Tyler SharplessCRD 7542257 · Westminster, CO
  IA RegisteredBroker
• Sarah Nichole SimsCRD 7630806 · Lewis Center, OH
  IA RegisteredBroker
• Nancy SpaderCRD 2395768 · Meriden, CT
  Broker
• Cody Michael SteedCRD 7833428 · Concord, NH
  IA RegisteredBroker
• Timothy StroudCRD 5752392 · Ashtabula, OH
  Broker
• Sean SweeneyCRD 8259580 · Creve Coeur, MO
  IA RegisteredBroker
• Cody SyrekCRD 8232195 · Lynchburg, VA
  IA RegisteredBroker
• Joshua Douglas TallentCRD 5408658 · Greenville, SC
  IA RegisteredBroker
• Troy Philip TannenholzCRD 5524074 · Denver, CO
  IA RegisteredBroker
• Neal Alton TarboxCRD 2397863 · Harrisonburg, VA
  IA RegisteredBroker
• Cheryl Fay TaylorCRD 4895179 · Littleton, CO
  Broker
• Margaret Ruth TaylorCRD 4380045 · Newport News, VA
  IA RegisteredBroker
• James ThomasCRD 1066366 · Norwich, CT
  IA RegisteredBroker
• Nicole A TuroskyCRD 5058944 · Ridgefield, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Veronica TaylorCRD 6535447 · Manhasset, NY
  Broker
• Robert A TitoCRD 7122616 · Charlestown, MA
  Broker
• Oleg TsybulskiyCRD 2904692 · Brighton Beach, NY
  BrokerRegistration inactive
  Disclosure event(s) on record
• Teo Lowell Ufford-ChaseCRD 8237731 · St. Johnsbury, VT
  IA RegisteredBroker
• Gerard ValentiCRD 6386849 · Montville, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Frances Judith ValentinCRD 5434542 · Meriden, CT
  Broker
• Virginia Anne ValentinoCRD 1039092 · West Orange, NJ
  BrokerRegistration inactive
• Franklin Thomas Van WertCRD 4700296 · Chapel Hill, NC
  Broker
• Richard James VeenhovenCRD 5757201 · Holland, MI
  IA RegisteredBroker
• Paul Richard VegiardCRD 2623795 · Monson, MA
  IA RegisteredBroker
• Robert Ernest VelardiCRD 1522796 · Hamden, CT
  IA RegisteredBroker
• Mark Raymond VidaCRD 1595641 · Fairfield, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Michael VolpeCRD 1761643 · Warwick, RI
  IA RegisteredBroker
• Viengphoukham Fanta VongnarathCRD 4671347 · New York, NY
  Broker
• Kari VienCRD 7463997 · Grand Forks, ND
  IA RegisteredBroker
• Ioana Gavris WagleCRD 6182752 · Greensburg, PA
  IA RegisteredBroker
• Adam Joseph WassCRD 1586317 · Westminster, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Angie Elizabeth WatersCRD 4327268 · Abingdon, VA
  IA RegisteredBroker
• Joe Edwin WatersCRD 5044439 · Abingdon, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Michael WatersCRD 2421557 · Zephyrhills, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Samuel Campbell WatsonCRD 6063789 · Orleans, MA
  IA RegisteredBroker
• Norman Winston WattersCRD 6069018 · Williamsburg, VA
  IA RegisteredBroker
• Ryan David WestCRD 6096123 · Phoenix, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Kenneth WiethornCRD 4313050 · Clinton, NC
  IA RegisteredBroker
• Clifford John WilliamsCRD 4785279 · Tinton Falls, NJ
  IA RegisteredBroker
• Aaron Loyal WilliamsonCRD 2766329 · Meridiam, ID
  IA RegisteredBroker
• Richard Omar WilsonCRD 3056011 · Meridiam, ID
  IA RegisteredBroker
• Robert George WilsonCRD 3169745 · Meridiam, ID
  IA RegisteredBroker
• Blaklee Renn WolfeCRD 6299808 · Windsor, NC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.