Osaic Institutions, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

35371

SEC number

801-67242

Firm type

RIA

Assets under management

$6.5B as of May 28, 2026

Website

osaic.com/institutions ↗

Phone

203-599-6000

Address

538 Preston Avenue, Meriden, CT, 06450-4858

Advisors at this firm

518 in our index · page 4 of 11

• Matthew W. FryCRD 5100994 · Haverford, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Ana Maritza FuentesCRD 7853175 · Downey, CA
  IA RegisteredBroker
• Robert Edward GallertCRD 2346943 · Mayodan, NC
  IA RegisteredBroker
• James Clarence GangerCRD 2055216 · Falson Heights, MN
  IA RegisteredBroker
• Mark Andrew GanungCRD 1481353 · Allison Park, PA
  IA RegisteredBroker
• Eric Jose GarciaCRD 5909532 · Coral Gables, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gary A GardnerCRD 4481542 · Wilmington, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Ralph Alfonso GiansantiCRD 1728073 · Meriden, CT
  IA RegisteredBroker
• Marioreen Smith GibsonCRD 1999133 · Beaumont, TX
  IA RegisteredBroker
• Gary David GinsbergCRD 1175258 · Great Neck, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Cynthia Ann GiovacchinoCRD 3274194 · Seymour, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Dorothy Jean GirardiCRD 2551057 · Wauchula, FL
  BrokerRegistration inactive
  Disclosure event(s) on record
• Tricia L GordonCRD 2671358 · Cheshire, CT
  IA RegisteredBroker
• Walter W GossCRD 6149962 · Concord, NH
  IA RegisteredBroker
  Disclosure event(s) on record
• Amy C GrievesCRD 3069877 · Colonial Heights, VA
  IA RegisteredBroker
• Arthur GrossbardCRD 1020971 · Jupiter, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Gregory GroverCRD 2338518 · Beaumont, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Raman GroverCRD 4544999 · Meriden, CT
  IA RegisteredBroker
• Stephanie E. GudkaCRD 2091861 · Westminster, CO
  IA RegisteredBroker
• Martin GumowskiCRD 5775239 · New York, NY
  IA RegisteredBroker
• Xavier Arturo GarzaCRD 7087113 · San Antonio, TX
  Broker
• Jake Joseph GenerazzoCRD 8002719 · Somerset, MA
  IA RegisteredBroker
• Brandon Scott GilliamCRD 5512941 · Greenville, SC
  IA RegisteredBroker
  Disclosure event(s) on record
• Gregory Wade GobbleCRD 2056181 · Creve Coeur, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Kristine Lee GomezCRD 5011716 · Swansea, MA
  Broker
• Robert Freeman GradyCRD 7399949 · Rocky Mount, NC
  IA RegisteredBroker
• Stephen Thomas HadadCRD 6253136 · Pittsburgh, PA
  IA RegisteredBroker
• Rachel Lynn HagenCRD 2744693 · Grand Forks, ND
  Broker
• Michael HakounCRD 4914787 · Hanover, NH
  IA RegisteredBroker
• David George HanafinCRD 2275414 · Burlington, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Brent Andrew HannCRD 5766741 · Corneliues, NC
  IA RegisteredBroker
• Marc David HannemanCRD 3160726 · Austinburg, OH
  IA RegisteredBroker
• Robert Andrew HardinCRD 4298641 · Morehead City, NC
  IA RegisteredBroker
• Susan Santos HarkinCRD 4267823 · Canton, MA
  IA RegisteredBroker
• Tonya Marie HarperCRD 2510656 · Littleton, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Frank Cook HarrisCRD 1135721 · Clewiston, FL
  IA RegisteredBroker
• Jodee Lynn HarrisCRD 4509033 · New Alexandria, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• William Robert HartCRD 4249406 · Newtown, CT
  Broker
• Ryan J. HarteisCRD 5844583 · New Castle, PA
  IA RegisteredBroker
• Kenneth Lee HarveyCRD 3106294 · Lynchburg, VA
  IA RegisteredBroker
• Garry Clemons HelyerCRD 807670 · Glastonbury, CT
  IA RegisteredBroker
• William Michael HerbertCRD 3268833 · Forest, VA
  IA RegisteredBroker
• Kristi Lynn HillCRD 2358027 · Zeeland, MI
  Broker
• Paul Charles Hill JrCRD 1959724 · Newton, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Francis HoggardCRD 1252936 · Windsor, NC
  Broker
• John Newton HoldingCRD 5816128 · Raleigh, NC
  IA RegisteredBroker
• Theresa Elizabeth HomecilloCRD 5576095 · Meriden, CT
  Broker
• Scottie Richardson HoogkampCRD 5371544 · Kingsport, TN
  Broker
• Daniel John HopkinsCRD 1286618 · Syracuse, NY
  IA RegisteredBroker
• William Herman HopkinsCRD 2126063 · Greenville, NC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.