Guggenheim Funds Distributors, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

39805

SEC number

801-54810

Firm type

RIA

Assets under management

$7.8B as of Mar 31, 2026

Website

www.guggenheiminvestments.com ↗

Phone

312-357-1007

Address

227 West Monroe Street, Chicago, IL, 60606

Advisors at this firm

83 in our index · page 2 of 2

• Adrian LovettCRD 6842139 · New York, NY
  Broker
• Dennis Ryan MetzgerCRD 4888899 · Rockville, MD
  Broker
• Elisabeth Ann MillerCRD 4381813 · Rockville, MD
  Broker
• Margaux Marie MisantoneCRD 4949669 · Rockville, MD
  Broker
• Matthew MaraCRD 6964874 · Chicago, IL
  Broker
• Andrew MarincicCRD 7309519 · Chicago, IL
  Broker
• Michaela MckeownCRD 7337736 · New York, NY
  Broker
• Brandon Marshawn McphersonCRD 5957911 · Chicago, IL
  Broker
• Spencer NagelCRD 7492435 · Chicago, IL
  Broker
• Nathan NunneryCRD 7175687 · New York, NY
  Broker
• Portia OsuchCRD 8181834 · Bayside, NY
  Broker
• Susan Marie PittnerCRD 2802331 · Rockville, MD
  Broker
• Jonathon RauppCRD 7457445 · Chicago, IL
  Broker
• Valerie Ann SansoneCRD 1390909 · Lisle, IL
  Broker
• Budd Jason SchefflerCRD 2561424 · Chicago, IL
  Broker
• Michael Joseph SchwagerCRD 1556099 · Chicago, IL
  Broker
• Steven Todd StarkovichCRD 2762589 · Chicago, IL
  Broker
• Shane Thomas SweeneyCRD 6203201 · Chicago, IL
  Broker
• Stephen ScarpinoCRD 2654035 · Rockville, MD
  Broker
• Margaret Elizabeth SchorglCRD 7477325 · New York, NY
  Broker
• Adam SchrierCRD 4231332 · New York, NY
  Broker
• Kevin Michael SteinerCRD 7144169 · Chicago, IL
  BrokerRegistration inactive
• Ryan SundbyCRD 5508286 · Chicago, IL
  Broker
• Wandra Dee ThomasCRD 5401760 · Bayside, NY
  Broker
• Kenneth Howard TollmannCRD 2472902 · Chicago, IL
  Broker
• John Edward TaylorCRD 7292324 · Chicago, IL
  Broker
• Imelda Treto MartinezCRD 7098143 · Santa Monica, CA
  Broker
• Jason Van DusenCRD 5168247 · Chicago, IL
  Broker
• Thomas Gerard WaldronCRD 2734479 · Chicago, IL
  Broker
• Sharon Monica WellsCRD 1503177 · Bayside, NY
  Broker
• Timothy Squier WhiteCRD 4729772 · Rockville, MD
  Broker
• Bryon WillyCRD 6980288 · Chicago, IL
  Broker
• Tyler WilsonCRD 7739869 · Chicago, IL
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.