Nomura Securities International, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 4297
- SEC number
- 801-72991
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.nomura.com ↗
- Phone
- 212-667-9000
- Address
- World Wide Plaza, New York, NY, 10019-7316
Advisors at this firm
760 in our index · page 13 of 16
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Matthew James ShielCRD 4571186 · New York, NYBroker
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Brandon ShuCRD 5478490 · New York, NYBroker
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Qianqian SiCRD 7438027 · New York, NYBroker
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Saurabh SinghiCRD 5158146 · New York, NYBroker
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Rohit SinhaCRD 5489770 · New York, NYBroker
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Isha SinwerCRD 5808982 · New York, NYBroker
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Frank Y SkiboCRD 2889802 · New York, NYBroker
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Robert StarkCRD 6432041 · New York, NYBroker
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Andres David StecklCRD 3097769 · New York, NYBroker
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Alexander Lee SteinCRD 5473971 · New York, NYBroker
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Claire Anne SteinglassCRD 5208058 · New York, NYBroker
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Yixuan SuCRD 7906370 · San Francisco, CABroker
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Atsushi SugimotoCRD 5108412 · New York, NYBroker
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Christopher Reed SwanCRD 6067930 · New York, NYBroker
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Philip Joseph SalandraCRD 6961308 · New York, NYBroker
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Daniela Paola Sanchez PereiraCRD 7381964 · New York, NYBroker
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Michael Peter SavvaCRD 5005705 · New York, NYBroker
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Arunima SaxenaCRD 7756467 · New York, NYBroker
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Ayhan SayaniCRD 7754415 · New York, NYBroker
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Peter Flynn SchmidtCRD 7985869 · New York, NYBroker
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Dana Alexandra Schultz DietcheCRD 5161660 · New York, NYBroker
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Garrett SchwartzbergCRD 6969178 · New York, NYBroker
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Ambar Manuela SenaCRD 7271465 · New York, NYBroker
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Kezia Hana SetokusumoCRD 7359224 · New York, NYBroker
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Jaisal ShahCRD 7500977 · New York, NYBroker
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Neil Nirav ShahCRD 8143974 · New York, NYBroker
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Shuai ShaoCRD 5808495 · New York, NYBroker
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Keiko ShindoCRD 7084610 · New York, NYBroker
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Sanjana Aniket ShroutiCRD 7662617 · New York, NYBroker
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Tom SmilovichCRD 7883859 · New York, NYBroker
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Marshall Foster SmithCRD 7500419 · New York, NYBroker
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Reuben Finn SolnickCRD 7575929 · New York, NYBroker
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Douglas Graham SpinkCRD 7199577 · Chicago, ILBroker
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Makayla Madison StannardCRD 7754286 · New York, NYBroker
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Stepan StasishynCRD 5442586 · New York, NYBroker
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Michael StevensCRD 7558081 · New York, NYBroker
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Aydin SultanovCRD 7170503 · San Francisco, CABroker
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Minhao SunCRD 7931259 · New York, NYBroker
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Matsuri SunabeCRD 8052960 · New York, NYBroker
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Matthew Genaro SurielCRD 7379351 · New York, NYBroker
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Gregory SzaboCRD 2323466 · New York, NYBroker
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Toshiyuki TabataCRD 6437108 · New York, NYBroker
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Yukimi TachibanaCRD 4260514 · New York, NYBroker
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Kimihiro TakakuraCRD 5818390 · New York, NYBroker
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Marina TakayamaCRD 7012362 · New York, NYBroker
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Tsutomu TakemuraCRD 2918165 · New York, NYBroker
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Katsuyuki TasakaCRD 5841093 · New York, NYBroker
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Aaron TavelCRD 2907596 · New York, NYBroker
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Carson Saint Patrick TaylorCRD 5251189 · New York, NYBroker
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Peter Ward TaylorCRD 5257806 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 4297 ↗
FINRA BrokerCheck record for firm CRD 4297 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.