Nomura Securities International, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

4297

SEC number

801-72991

Firm type

RIA

Assets under management

Not yet retrieved from the source record

Website

www.nomura.com ↗

Phone

212-667-9000

Address

World Wide Plaza, New York, NY, 10019-7316

Advisors at this firm

760 in our index · page 15 of 16

• Mei Yen WongCRD 6517851 · New York, NY
  Broker
• Christopher Joseph WooCRD 6507021 · New York, NY
  Broker
• James Joseph WurthCRD 5344293 · New York, NY
  Broker
• Caitlin WalshCRD 7026922 · New York, NY
  Broker
• David Lawrence WalterCRD 7208081 · New York, NY
  Broker
• Jingde WanCRD 7758530 · New York, NY
  Broker
• Haokai WangCRD 7388699 · New York, NY
  Broker
• Junqi WangCRD 7314039 · New York, NY
  Broker
• Shaozong WangCRD 8151377 · New York, NY
  Broker
• Yunyi WangCRD 7033476 · New York, NY
  Broker
• Yukari Otsuka WarchallCRD 7523879 · New York, NY
  Broker
• James Richard WechslerCRD 7582004 · New York, NY
  Broker
• Jonathan R WeinsteinCRD 6625163 · New York, NY
  Broker
• Moritz WesthoffCRD 5869303 · New York, NY
  Broker
• Christopher Paul WillcoxCRD 4825498 · New York, NY
  Broker
• Fnu Wineeta PaulCRD 7396759 · New York, NY
  Broker
• Matthew Angus WingfieldCRD 7567072 · New York, NY
  Broker
• Jason Mitchell WolpovCRD 6677066 · New York, NY
  Broker
• Ho WongCRD 8165679 · New York, NY
  Broker
• Conway WooCRD 3022308 · New York, NY
  Broker
• Yu WuCRD 7489437 · New York, NY
  Broker
• Jiayi XuCRD 5949148 · New York, NY
  Broker
• Jingwei XuCRD 6511844 · New York, NY
  Broker
• Jason Xiaxiang YaoCRD 5385682 · New York, NY
  Broker
• Simon Daniel YatesCRD 2621984 · New York, NY
  Broker
• Christine Q YeCRD 5799788 · New York, NY
  Broker
• Patrick A YepezCRD 4532508 · New York, NY
  Broker
• Nancy YipCRD 4529983 · New York, NY
  Broker
• Yasunori YoshidaCRD 6012079 · New York, NY
  Broker
• Christopher John YoungCRD 4484072 · New York, NY
  Broker
• Jonathan YoungbloodCRD 2264968 · New York, NY
  Broker
• Patrick YuCRD 6164223 · New York, NY
  Broker
• Yumi YamaguchiCRD 8177694 · New York, NY
  Broker
• Tsz Wai YanCRD 7540079 · New York, NY
  Broker
• Haruhiro YanaseCRD 7530587 · New York, NY
  Broker
• Jason Weikai YangCRD 7341843 · New York, NY
  Broker
• Shanwen YangCRD 7931424 · New York, NY
  Broker
• Aaron Chang Hua YeoCRD 7929540 · San Francisco, CA
  Broker
• Yu YokoyamaCRD 8071881 · New York, NY
  Broker
• Kent YoshidaCRD 7538604 · New York, NY
  Broker
• Manabu YoshimatsuCRD 7376623 · New York, NY
  Broker
• Siyi YueCRD 7937261 · New York, NY
  Broker
• Ryan Jihoon YumCRD 7567824 · New York, NY
  Broker
• Megan YurchakCRD 5475689 · New York, NY
  Broker
• David ZackCRD 5381369 · New York, NY
  Broker
• Gregory Alan ZalevskyCRD 6082972 · New York, NY
  Broker
• Joanne ZavosCRD 4666841 · New York, NY
  Broker
• Stephen Douglas ZawadaCRD 7148436 · New York, NY
  Broker
• Alan ZhangCRD 7389794 · New York, NY
  Broker
• Derek Tuling ZhangCRD 7086492 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.