Nomura Securities International, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 4297
- SEC number
- 801-72991
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.nomura.com ↗
- Phone
- 212-667-9000
- Address
- World Wide Plaza, New York, NY, 10019-7316
Advisors at this firm
760 in our index · page 5 of 16
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Kristine GarciaCRD 3135309 · New York, NYBroker
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Ankit GargCRD 6395798 · New York, NYBroker
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James Patrick GarryCRD 6067937 · New York, NYBroker
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Jodie GauldCRD 6886811 · New York, NYBroker
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Sandeep GautamCRD 6487393 · New York, NYBroker
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Matthew Peter GiacomettiCRD 5957113 · New York, NYBroker
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Matthew GiusCRD 6111775 · New York, NYBroker
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Dennis Adam GollCRD 5655221 · New York, NYBroker
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Yujiro GotoCRD 5916544 · New York, NYBroker
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Morgan GriffCRD 6232876 · New York, NYBroker
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Conrado GrullonCRD 7062148 · New York, NYBroker
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Stephen Benjamin GrunbergCRD 4426650 · New York, NYBroker
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Michael P GuerraCRD 4670766 · New York, NYBroker
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Joseph GaisCRD 7570734 · New York, NYBroker
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Julia Frances GalassoCRD 7570925 · New York, NYBrokerRegistration inactive
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Vincent Jude GandolfoCRD 7927885 · New York, NYBroker
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Jasmine GaoCRD 7907854 · New York, NYBroker
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Trish Tanatswa GatsiCRD 7390244 · New York, NYBroker
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Eleanor L GeierCRD 7573528 · New York, NYBroker
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David GentileCRD 6987309 · New York, NYBroker
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Maxwell GershmanCRD 7966308 · New York, NYBroker
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Maya GhattasCRD 8175713 · New York, NYBroker
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Abhijit GhoshCRD 7806601 · New York, NYBroker
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Alexander GiacominCRD 8172527 · Chicago, ILBroker
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Scott Thomas GillisCRD 5358685 · New York, NYBroker
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Mohammed Bilal GirachCRD 7820220 · New York, NYBroker
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Jacklyn GoloborodskyCRD 8067938 · New York, NYBroker
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Gabriel Gomes RochaCRD 7556326 · New York, NYBroker
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Lourdes Gomez BlumCRD 5032904 · New York, NYBroker
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Justin Roque GonsalvesCRD 7028628 · New York, NYBroker
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Gabrielle Rose GonzalezCRD 7149989 · New York, NYBroker
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Brian GoodmanCRD 5357041 · New York, NYBroker
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Fletcher L GoodmanCRD 7934909 · New York, NYBroker
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Albert GorvokajCRD 6137112 · New York, NYBroker
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Benjamin Ronald GoslinCRD 7131936 · New York, NYBroker
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Francesco GrazianiCRD 7958357 · New York, NYBroker
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Andrew Michael GreenspunCRD 7928602 · New York, NYBroker
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Anthony GregoryCRD 6372144 · New York, NYBroker
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Chenyun GuCRD 7393960 · New York, NYBroker
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Diego GuallpaCRD 7097865 · New York, NYBroker
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Mingyang GuanCRD 7204344 · New York, NYBroker
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Todd William HaddenCRD 6471156 · Boston, MABroker
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Alain HalimiCRD 5842255 · New York, NYBroker
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Masatomo HarigayaCRD 5090313 · New York, NYBroker
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Keith Stewart HarrisCRD 2350688 · New York, NYBroker
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Kathleen Ann HarrisonCRD 2454921 · New York, NYBroker
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Elizabeth HartCRD 6289523 · New York, NYBroker
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Mohamed HassanCRD 5780804 · New York, NYBroker
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Michael Kennedy HastingsCRD 4718127 · New York, NYBroker
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Maxwell Roger Alexander HawkinsCRD 5722969 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 4297 ↗
FINRA BrokerCheck record for firm CRD 4297 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.