Nomura Securities International, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 4297
- SEC number
- 801-72991
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.nomura.com ↗
- Phone
- 212-667-9000
- Address
- World Wide Plaza, New York, NY, 10019-7316
Advisors at this firm
760 in our index · page 9 of 16
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Ryan LiciniCRD 7562374 · New York, NYBroker
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Jia Cong LimCRD 6573714 · New York, NYBroker
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Jinfeng LinCRD 7413344 · New York, NYBroker
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Lauren LiuCRD 7758105 · New York, NYBroker
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Timothy Simon LivingstoneCRD 6983801 · New York, NYBroker
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Francisco LopezCRD 2998807 · New York, NYBroker
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David LuCRD 7296146 · New York, NYBroker
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Yanlin LuCRD 8082245 · New York, NYBroker
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Rebecca A LutskyCRD 6494223 · New York, NYBroker
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Trang Nguyen LuuCRD 7759895 · New York, NYBroker
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John K S MaCRD 2997157 · New York, NYBroker
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Frederick Carl MadonnaCRD 1313840 · New York, NYBroker
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Delilah Mardon MahlCRD 1437557 · New York, NYBroker
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Patrick Mcmanus MahonCRD 4138147 · New York, NYBroker
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Matthew Joseph MaloneCRD 4780048 · New York, NYBroker
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Charles John ManningCRD 5001069 · New York, NYBroker
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Jonathan P MargolisCRD 4567519 · New York, NYBroker
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Borzu MasoudiCRD 6216722 · New York, NYBroker
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Herlande Suzy MasseusCRD 2144680 · New York, NYBroker
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Kotaro MatsudaCRD 6143075 · New York, NYBroker
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Alec Andrew MayCRD 6347598 · Boston, MABroker
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Douglas Warren McbethCRD 4255607 · New York, NYBroker
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Michael Joseph MccardleCRD 6970636 · New York, NYBroker
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Christina Schnyder MccarthyCRD 2452343 · New York, NYBroker
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Ursula Kudelski MccrindleCRD 5692194 · New York, NYBroker
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Susan Eileen McivorCRD 4699846 · New York, NYBroker
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Alfred J MckeonCRD 6667262 · New York, NYBroker
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Charles McstockerCRD 2335112 · New York, NYBroker
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Isaac J MelendezCRD 4707255 · New York, NYBroker
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Scott David MezzoCRD 2300130 · New York, NYBroker
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Richard William, Grenville MillsCRD 4578651 · New York, NYBroker
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Fernanda Gimenez MitriCRD 4361158 · New York, NYBroker
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Shigeru MiyakeCRD 6171946 · New York, NYBroker
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Melisa Milagros MontesCRD 3028405 · New York, NYBroker
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Husaynolivier Laroche MoodyCRD 3101189 · New York, NYBroker
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Benjamin Hallett MooreCRD 6465960 · New York, NYBroker
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Patricia Mora SanabriaCRD 4938733 · New York, NYBroker
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Armin J MortazaviCRD 6971437 · New York, NYBroker
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Mustafa Mohammadi MotiwalaCRD 6401479 · New York, NYBroker
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Roman MuchnikCRD 5435075 · New York, NYBroker
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Vinod Kumar MukaniCRD 5813588 · New York, NYBroker
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Shin MurakamiCRD 2786037 · New York, NYBroker
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Mitsuyo MachidaCRD 7569706 · New York, NYBroker
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Anthony Matthew MacleodCRD 4236894 · New York, NYBroker
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Patrick MaloneyCRD 7119113 · New York, NYBroker
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Ravit Efraty MandellCRD 2549165 · New York, NYBroker
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James Dirker ManzerCRD 7588429 · New York, NYBroker
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Deja Rose MartiniCRD 4766360 · New York, NYBroker
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Caroline Reid MartocciCRD 7390225 · New York, NYBroker
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Kevin MathaiCRD 7097122 · New York, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 4297 ↗
FINRA BrokerCheck record for firm CRD 4297 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.