Mma Securities LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 44254
- SEC number
- 801-100377
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.mmaprosperwise.com ↗
- Phone
- 212-345-5000
- Address
- 1166 Avenue Of The Americas, New York, NY, 10036
Advisors at this firm
162 in our index · page 4 of 4
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Michael Edward WarlofCRD 2593093 · San Diego, CAIA RegisteredBroker
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Amanda Robinson WhelchelCRD 5247278 · Alpharetta, GABroker
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Karen Kirchner WilhelmsCRD 6320861 · Saint Charles, MOIA RegisteredRegistration inactive
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Jack Russell WilkinsonCRD 5414283 · Lexington, KYIA RegisteredBrokerDisclosure event(s) on record
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Bernson Gin Won WongCRD 5780813 · Aliso Viejo, CAIA Registered
-
Kimberly J WadeCRD 7476587 · Canonsburg, PAIA RegisteredBroker
-
Kevin Conlon WallaceCRD 6854404 · Pompano Beach, FLIA Registered
-
Patrick Robert WaltersCRD 8130897 · Boston, MAIA RegisteredBroker
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Ronan Isidore WinkelsCRD 8053638 · Minneapolis, MNIA RegisteredBroker
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Sheryll Mae YeeCRD 5382372 · San Diego, CAIA RegisteredBroker
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David John ZanninoCRD 1672082 · Boston, MAIA RegisteredBroker
-
Marc Allan ZimmermanCRD 2398296 · Parkland, FLIA RegisteredBroker
← Previous151–162 of 162
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 44254 ↗
FINRA BrokerCheck record for firm CRD 44254 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.