Charles Schwab & Co., Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 5393
- SEC number
- 801-29938
- Firm type
- RIA
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Address
- 425 Market Street, San Francisco, CA, 94105
Advisors at this firm
17,048 in our index · page 220 of 341
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Samuel NeriCRD 8100238 · New York City, NYIA RegisteredBroker
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Zachary Daniel NeroCRD 6485956 · Westlake, OHIA RegisteredBroker
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Ann Marie NesbitCRD 2133181 · Omaha, NEBroker
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John NesbyCRD 6760846 · Copley, OHIA RegisteredBroker
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Edward Joseph NescioCRD 5257053 · Wayne, PAIA RegisteredBroker
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Michael Christopher NesisCRD 4836307 · Phoenix, AZBroker
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Martin NessCRD 8023828 · Austin, TXBroker
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James Matthew NetlandCRD 7891002 · Austin, TXBroker
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Jessey D NetteyCRD 6846026 · Indianapolis, INBroker
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Brandon Michael NeubauerCRD 6818139 · Austin, TXBroker
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Rona N NeunekerCRD 4556670 · Austin, TXIA RegisteredBroker
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Cheyenne NeurellCRD 7975300 · Austin, TXBroker
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Jillian Marie NeutzlerCRD 7728646 · Austin, TXBroker
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Zachary L NewbergCRD 5865819 · West Des Moines, IAIA RegisteredBroker
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Dane Michael NewberryCRD 6750120 · Omaha, NEIA RegisteredBroker
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Trisha Renee NewberryCRD 7056573 · Houston, TXIA RegisteredBroker
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Gerald Scott NewellCRD 2803255 · Franklin, TNIA RegisteredBroker
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Stephen J NewellCRD 1322613 · Phoenix, AZIA RegisteredBroker
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Mitchell NewhouseCRD 6108428 · St Louis, MOIA RegisteredBroker
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John NewkirkCRD 4226653 · Westlake, TXBroker
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Brett James NewmanCRD 7813009 · Lone Tree, COBroker
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Grant Edward NewmanCRD 7335442 · Omaha, NEIA RegisteredBroker
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Kelly A NewmanCRD 4017926 · Phoenix, AZBroker
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Koral Anne NewmanCRD 8141085 · Newport Beach, CAIA RegisteredBroker
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Troy NewmanCRD 7515365 · Westlake, TXBroker
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Jody A NewsomeCRD 8123973 · Mountain Brook, ALIA RegisteredBroker
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Alec Kai NewtonCRD 7627445 · Lone Tree, COIA RegisteredBroker
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Dorothy Margaret NewtonCRD 7476609 · St Louis, MOBroker
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Hugo Enrique NeyraCRD 5964839 · Austin, TXIA RegisteredBroker
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Jin Ho Simon NgCRD 7178619 · Bethesda, MDBroker
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Edwin Lapwah NgaiCRD 2569723 · Orlando, FLIA RegisteredBroker
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Carolyn NgoCRD 5442405 · Bellevue, WAIA RegisteredBroker
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Elvis Quang NgoCRD 5810440 · Orlando, FLIA RegisteredBroker
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Erica Marie NgoCRD 6120420 · Orlando, FLIA RegisteredBroker
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John Hai-Khon NgoCRD 2029590 · Phoenix, AZBroker
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Michael Minh NgoCRD 2494453 · Cupertino, CAIA RegisteredBrokerDisclosure event(s) on record
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Michelle Megan NgoCRD 7738537 · Phoenix, AZBroker
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Thanh M NgoCRD 3217275 · Phoenix, AZBroker
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Andrew Van NguyenCRD 6267483 · Lone Tree, COIA RegisteredBroker
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Bich Duong NguyenCRD 6883027 · San Francisco, CAIA RegisteredBroker
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Christina NguyenCRD 7574800 · Westlake, TXBroker
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Donny NguyenCRD 7910080 · Brea, CAIA RegisteredBroker
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Hoanmy Dinh NguyenCRD 6319580 · Bee Cave, TXIA RegisteredBroker
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Hong Mai NguyenCRD 7029855 · Omaha, NEBroker
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Jackson NguyenCRD 8225965 · Phoenix, AZBroker
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Jaden Johnathan Tru NguyenCRD 8092847 · Omaha, NEBroker
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James Minh Duc NguyenCRD 2522070 · Austin, TXIA RegisteredBroker
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Janet NguyenCRD 7690014 · Lone Tree, COBroker
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Joshua Thurman NguyenCRD 7738963 · Westlake, TXIA RegisteredBroker
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Kathy Thi NguyenCRD 6635696 · St Louis, MOBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 5393 ↗
FINRA BrokerCheck record for firm CRD 5393 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.