Rothschild Investment

Firm record

As recorded in SEC IAPD

Firm CRD

728

SEC number

801-7395

Firm type

RIA

Assets under management

$2.8B as of Mar 30, 2026

Website

rothschildwealth.com ↗

Phone

312-983-8900

Address

311 South Wacker Drive, Chicago, IL, 60606-6677

Advisors at this firm

29 in our index · page 1 of 1

• Bart Richard BongaCRD 2798234 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• William A BrownCRD 6412835 · Chicago, IL
  Broker
• Stephen Charles BabyCRD 5879922 · Chicago, IL
  IA RegisteredBroker
• Hunter Christian BongaCRD 7576333 · Chicago, IL
  Broker
• Cherie ChinCRD 6658579 · Chicago, IL
  Broker
• David Cutter DickmanCRD 7145974 · Chicago, IL
  IA RegisteredBroker
• Peter DuongCRD 5168178 · Chicago, IL
  Broker
• James Allyn FrankeCRD 4728087 · Chicago, IL
  IA RegisteredBroker
• Christian Paul GeringerCRD 4782106 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Edward GeringerCRD 1000709 · Chicago, IL
  BrokerRegistration inactive
  Disclosure event(s) on record
• Daniel Peyton HordCRD 810330 · Chicago, IL
  IA RegisteredBroker
• Samuel Peyton HordCRD 6372838 · Chicago, IL
  IA RegisteredBroker
• Thomas Andrew JanesCRD 1608734 · Chicago, IL
  IA Registered
• Peter C JarrettCRD 7037479 · Chicago, IL
  IA RegisteredBroker
• Charlie Joseph KuhnCRD 7948669 · Chicago, IL
  IA RegisteredBroker
• Lori Ann MendozaCRD 3239250 · Chicago, IL
  Broker
• Justin Tyler MonacoCRD 6342662 · Chicago, IL
  Broker
• Luke James NovakCRD 4818667 · Chicago, IL
  IA RegisteredBroker
• Nicholas Joseph RubnitzCRD 7119938 · Chicago, IL
  IA RegisteredBroker
• Skylar Shea RushCRD 7144721 · Chicago, IL
  IA RegisteredBroker
• Chadwick Joseph SchlettCRD 6306669 · Chicago, IL
  IA RegisteredBroker
• Joseph Scott SindelarCRD 3057614 · Chicago, IL
  IA Registered
• Joel Edward SolomonCRD 704990 · Chicago, IL
  IA RegisteredBroker
• Ladd Edward SolomonCRD 5000563 · Broomfield, CO
  IA RegisteredBroker
• Cameron Scott SwansonCRD 6954493 · Chicago, IL
  Broker
• Patrick Allen SeredaCRD 2857085 · Chicago, IL
  BrokerRegistration inactive
• Zara WaheedCRD 7882035 · Chicago, IL
  Broker
• Steve WangCRD 2092871 · Chicago, IL
  Broker
• Patrick James WilsonCRD 6339797 · Chicago, IL
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.