Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 142 of 541

• Owen R ElliottCRD 7692913 · Portland, ME
  IA RegisteredBroker
• Andrew Derick EllisCRD 6854493 · New York, NY
  IA RegisteredBroker
• Hope Catterton EllisCRD 7866793 · Dallas, TX
  IA RegisteredBroker
• Joseph Lonnie EllisCRD 6612301 · Jacksonville, FL
  IA RegisteredBroker
• Kwanza EllisCRD 6819936 · Alpharetta, GA
  IA RegisteredBroker
• Lee H EllisCRD 5081783 · Pensacola, FL
  IA RegisteredBroker
• Michael Charles EllisCRD 2572051 · Bethesda, MD
  IA RegisteredBroker
• Mike EllisCRD 4212211 · Annapolis, MD
  IA RegisteredBroker
• Sky Tyler EllisCRD 8078133 · Newport Beach, CA
  IA RegisteredBroker
• Angela Gwynne EllisonCRD 6683705 · Washington, DC
  IA RegisteredBroker
• Daniel R EllisonCRD 2320115 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• James F EllisonCRD 6945634 · Austin, TX
  IA RegisteredBroker
• Jamie EllisonCRD 6276186 · Jacksonville, FL
  IA RegisteredBroker
• Sheau-Lei Houghton EllisonCRD 4363417 · New York, NY
  IA RegisteredBroker
• Tyra Nelson EllisonCRD 2304588 · Farmington, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Erick J. EllsweigCRD 4501784 · West Palm Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher J ElmonusCRD 7994536 · Towson, MD
  IA RegisteredBroker
• Cynthia E. ElmoreCRD 2346199 · Columbus, OH
  IA RegisteredBroker
• Robert Oakley ElrodCRD 2386725 · Greenville, SC
  IA RegisteredBroker
  Disclosure event(s) on record
• Mazen Mohamed EmamCRD 8048431 · San Francisco, CA
  IA RegisteredBroker
• Shima EmamiCRD 8174955 · Elmhurst, IL
  IA RegisteredBroker
• Osama EmaraCRD 7964637 · Queens, NY
  IA RegisteredBroker
• Shannon Michele EmbertonCRD 6682208 · Indianapolis, IN
  IA RegisteredBroker
• Julia EmenhiserCRD 4254418 · San Francisco, CA
  IA RegisteredBroker
• Lynnea R EmersonCRD 5860992 · Duluth, MN
  IA RegisteredBroker
• Joe Rhodes EmerusabeCRD 6848802 · Washington, DC
  IA RegisteredBroker
• Patrick EmeryCRD 7002399 · New York, NY
  IA RegisteredBroker
• Walter C. EmmerlingCRD 7418688 · Wilmington, NC
  IA RegisteredBroker
• Brady Andrew EmmiCRD 7540000 · New York, NY
  IA RegisteredBroker
• Jay-E S EmminghamCRD 7202250 · Seattle, WA
  IA RegisteredBroker
• Patrick William EmondCRD 6964524 · Providence, RI
  IA RegisteredBroker
• Joseph Eusebius EndayaCRD 7588235 · Pennington, NJ
  IA RegisteredBroker
• Eric Chun EngCRD 7043315 · Iselin, NJ
  IA RegisteredBroker
• Jonathan George EngCRD 6243352 · Hingham, MA
  IA RegisteredBroker
• Tammy Lynn Eng-PalmerCRD 2365637 · Pennington, NJ
  IA RegisteredBroker
• Katherine EngelCRD 6761903 · Napa, CA
  IA RegisteredBroker
• Elizabeth EngelbrechtCRD 6989649 · Peoria, IL
  Broker
• Kevin T. EngelstadCRD 5401943 · Jacksonville, FL
  IA RegisteredBroker
• Leif H EngenCRD 8169361 · Wayzata, MN
  IA RegisteredBroker
• Moni Chowdhury EngineerCRD 7529382 · Gaithersburg, MD
  IA RegisteredBroker
• Steve Ray EnglebertCRD 7436219 · Statesville, NC
  IA RegisteredBroker
• Richard Hastings EnglefieldCRD 8306133 · Columbus, OH
  Broker
• Ryan EnglesCRD 7876488 · Towson, MD
  IA RegisteredBroker
• Cynthia EngliseCRD 1895397 · Red Bank, NJ
  IA RegisteredBroker
• Addison J EnglishCRD 8110310 · Fort Worth, TX
  IA RegisteredBroker
• Matthew Thomas EnglishCRD 7386870 · Chicago, IL
  IA RegisteredBroker
• Sanchir EnkhjargalCRD 7513914 · New York, NY
  Broker
• Joseph W EnnisCRD 8126391 · Seattle, WA
  IA RegisteredBroker
• James Francisco EnriquezCRD 7656400 · Phoenix, AZ
  IA RegisteredBroker
• Stephen J EnsleyCRD 6641934 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 28, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.