Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 206 of 541
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Theresa Agnes HollidayCRD 4019779 · Pepper Pike, OHIA RegisteredBroker
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Michael A HollihanCRD 4518234 · New York, NYIA RegisteredBroker
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Matthew Alan HollisCRD 4707367 · Auburn Hills, MIIA RegisteredBroker
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Jason I HollonCRD 5522381 · Atlanta, GAIA RegisteredBrokerDisclosure event(s) on record
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Christopher Lee HollowayCRD 1385671 · Mystic, CTIA RegisteredBroker
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Kate P HollowayCRD 5407676 · Walnut Creek, CAIA RegisteredBroker
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William Carnley HollyCRD 1318451 · York, PAIA RegisteredBrokerDisclosure event(s) on record
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Margaret Imelda HollywoodCRD 1304311 · Red Bank, NJIA RegisteredBroker
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Denise Szczapinski HolmesCRD 1415069 · Louisville, KYIA RegisteredBroker
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Holly E HolmesCRD 4956913 · York, PAIA RegisteredBroker
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Jonathan S HolmesCRD 6253459 · New York, NYBroker
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Michael Kerry HolmesCRD 6904455 · Evansville, INIA RegisteredBroker
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Ryan Thomas HolmesCRD 2507114 · Kansas City, MOIA RegisteredBroker
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Scott Robert HolmesCRD 5218876 · Dearborn, MIIA RegisteredBroker
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Keith Charles HolmgrenCRD 1653641 · Portland, ORIA RegisteredBroker
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Jacob S HolodynskiCRD 6060495 · New York, NYBroker
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Mark Gerard HolowickiCRD 2480002 · Farmington Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Joseph Damian HolsingerCRD 1602826 · Newport Beach, CAIA RegisteredBrokerDisclosure event(s) on record
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John R HolstCRD 5099359 · Melville, NYIA RegisteredBroker
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Thomas R HolsteadCRD 6145390 · New York, NYBroker
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David HoltCRD 6121608 · Bainbridge Island, WAIA RegisteredBroker
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Michael Scott HoltCRD 7050951 · Bellevue, WAIA RegisteredBroker
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Jacob HolthouseCRD 7751382 · Nashville, TNIA RegisteredBroker
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Mark Allan HoltzCRD 6481563 · New York, NYIA RegisteredBroker
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Nicholas J HoltzCRD 6294957 · Jacksonville, FLIA RegisteredBroker
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Garland Richard HomesCRD 714042 · Wilson, NCIA RegisteredBroker
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Cristian Alexandru HomescuCRD 6501079 · New York, NYIA RegisteredBroker
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Michael HomuthCRD 6665485 · Leawood, KSIA RegisteredBroker
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Sabrina HoneycuttCRD 6167743 · Grand Junction, COIA RegisteredBrokerDisclosure event(s) on record
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Andrew HongCRD 5994870 · Irvine, CAIA RegisteredBroker
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Ban N HongCRD 3241044 · Los Angeles, CAIA RegisteredBroker
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Calvin J HongCRD 7010277 · Walnut Creek, CAIA RegisteredBroker
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Morgan Chandler HoodCRD 3239722 · Huntington, WVIA RegisteredBroker
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Troy A HookerCRD 7077891 · Dallas, TXIA RegisteredBroker
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Mitchell D HooverCRD 5541926 · Denver, COIA RegisteredBroker
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Catherine Miles HopkinsCRD 4815813 · Tallahassee, FLIA RegisteredBroker
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Gregory Allen HopkinsCRD 5111616 · Cincinnati, OHIA RegisteredBroker
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Lance D. HopkinsCRD 4405592 · Baton Rouge, LAIA RegisteredBroker
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Nicholas Alan HopleyCRD 2517376 · Springfield, MAIA RegisteredBrokerDisclosure event(s) on record
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Laura Ann HoppCRD 2417859 · Waukesha, WIIA RegisteredBroker
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Christine Elizabeth HopperCRD 3103718 · New York, NYIA RegisteredBroker
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Mark Michael HopperCRD 6530826 · Fort Lauderdale, FLIA RegisteredBroker
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Marie E HoptaCRD 5186547 · Pennington, NJIA RegisteredBroker
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Stephen Michael HoriuchiCRD 2372430 · New York, NYIA RegisteredBroker
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Bobbette L HornCRD 2021371 · Springfield, ILIA RegisteredBrokerDisclosure event(s) on record
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Griffin Wesley HorneCRD 6753473 · Bloomfield Hills, MIIA RegisteredBroker
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Tracy Prudames HorneCRD 2786836 · Montgomery, ALIA RegisteredBroker
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Justin HornsteinCRD 7757373 · New York, NYIA RegisteredBroker
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Sean Andrew HorsleyCRD 6129528 · Denver, COIA RegisteredBroker
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Barnaby W. HortonCRD 4232032 · Hartford, CTIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.