Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 286 of 541
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Yuxiang LianCRD 8245807 · Boston, MAIA RegisteredBroker
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Allison M LiangCRD 6514770 · Bellevue, WAIA RegisteredBroker
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Scott Yong LiangCRD 6523826 · New York, NYIA RegisteredBroker
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Xinnian LiangCRD 7528502 · New York, NYIA RegisteredBroker
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Peter Charles LiebermanCRD 6008778 · Tampa, FLIA RegisteredBroker
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Andrew LiebersCRD 7140006 · New York, NYIA RegisteredBroker
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Bao LieuCRD 7976517 · San Jose, CAIA RegisteredBroker
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Bryan Matthew LieunghCRD 4675144 · Colorado Springs, COIA RegisteredBroker
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Stefan D LightfootCRD 7474844 · Farmington Hills, MIIA RegisteredBroker
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Michael J LighthartCRD 4041228 · Omaha, NEIA RegisteredBroker
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Xachary D LightnerCRD 7485006 · Chicago, ILIA RegisteredBrokerDisclosure event(s) on record
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Brian Carlton LightyCRD 2856997 · Chicago, ILIA RegisteredBroker
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Leonard Peter LigottiCRD 1953206 · Dearborn, MIIA RegisteredBrokerDisclosure event(s) on record
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Barbara A LiguoriCRD 4307734 · Melville, NYIA RegisteredBroker
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Charles Robert LihotaCRD 7738504 · Riverside, RIIA RegisteredBroker
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Michael LiikCRD 5426398 · New York, NYIA RegisteredBroker
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Thomas Madison LillardCRD 2077312 · Naples, FLIA RegisteredBrokerDisclosure event(s) on record
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Connor LilleyCRD 7474887 · Albany, NYIA RegisteredBroker
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Robert B LilleyCRD 2712243 · Albany, NYIA RegisteredBrokerDisclosure event(s) on record
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Reginald LillieCRD 5089276 · Pasadena, CAIA RegisteredBroker
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Stephen John LillisCRD 3143056 · Greenwich, CTIA RegisteredBroker
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Jennifer Allison LillyCRD 7245607 · Houston, TXIA RegisteredBroker
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Thomas Benjamin LillyCRD 6758511 · Mobile, ALIA RegisteredBroker
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David LimCRD 6150843 · San Francisco, CAIA RegisteredBroker
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Michael A LimCRD 6324251 · Pennington, NJBrokerRegistration inactive
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Sek Seng LimCRD 7240894 · Seattle, WAIA RegisteredBroker
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Alex LimaCRD 6540226 · Crystal Lake, ILIA RegisteredBroker
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John LimaCRD 3271046 · New York, NYIA RegisteredBroker
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Esmeralda LimonCRD 7334811 · Dallas, TXIA RegisteredBroker
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Chiayu LinCRD 7049881 · Palo Alto, CAIA RegisteredBroker
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Grace J LinCRD 4799473 · Los Angeles, CAIA RegisteredBroker
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James M LinCRD 5430765 · Atlanta, GAIA RegisteredBroker
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Peirui LinCRD 7458841 · San Francisco, CAIA RegisteredBroker
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Sijin LinCRD 8202437 · Palo Alto, CAIA RegisteredBroker
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Yuchen LinCRD 7638527 · New York, NYIA RegisteredBroker
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Kelsey LinaresCRD 6752626 · Wellesley Hills, MAIA RegisteredBroker
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Dahn B LincolnCRD 6712514 · San Jose, CAIA RegisteredBroker
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Grant LincolnCRD 8140643 · Charlotte, NCIA RegisteredBroker
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Donna Rose LindCRD 8043020 · New York, NYBroker
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Jason F LindauerCRD 1364491 · Ann Arbor, MIIA RegisteredBroker
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Ryan LindbergCRD 6996158 · Charlotte, NCIA RegisteredBroker
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Matthew R LindelliCRD 8150567 · Atlanta, GAIA RegisteredBroker
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Sean LindenauCRD 7147081 · Los Angeles, CAIA RegisteredBroker
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Ari Luce LinderCRD 6819940 · Fairfield, CTIA RegisteredBroker
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Andreas Gabriel Elis LindgrenCRD 8284202 · Boston, MABroker
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Lauren LindhorstCRD 7058372 · Swansea, ILIA RegisteredBroker
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Parker David LindhorstCRD 7569873 · Gilbert, AZIA RegisteredBroker
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Giorvanny Worlf LindorCRD 8124448 · Riverside, RIIA RegisteredBrokerDisclosure event(s) on record
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Mary LindquistCRD 3084361 · Erie, PAIA RegisteredBroker
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William LindquistCRD 1357534 · Sioux Falls, SDIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Sep 1, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.