Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 289 of 541

• Shane B LoosCRD 7588410 · New York, NY
  IA RegisteredBroker
• Pieter Daniel LootsCRD 7329823 · Katonah, NY
  IA RegisteredBroker
• Kevin D LopardoCRD 2834285 · Houston, TX
  IA RegisteredBroker
• Julian LoperaCRD 6641925 · Miami, FL
  IA RegisteredBroker
• George Albert LopesCRD 1148569 · Jupiter, FL
  IA RegisteredBroker
• Aj Chase LopezCRD 7390329 · Wilmington, DE
  IA RegisteredBroker
• Alfredo LopezCRD 8194102 · Shorewood, IL
  IA RegisteredBroker
• Angel Adolfo LopezCRD 7693003 · Chandler, AZ
  IA RegisteredBroker
• Antonio Manuel LopezCRD 7394639 · New York, NY
  IA RegisteredBroker
• Bryan Edwin LopezCRD 7189051 · Davenport, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Danny C LopezCRD 5887767 · Charlotte, NC
  IA RegisteredBroker
• David Andrew LopezCRD 7045885 · Beverly Hills, CA
  IA RegisteredBroker
• Gerson LopezCRD 7291359 · Lake Worth, TX
  IA RegisteredBroker
• Guillermo Carlos LopezCRD 6485355 · Austin, TX
  IA RegisteredBroker
• Gustavo O LopezCRD 7062859 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Ivan LopezCRD 6290199 · San Diego, CA
  IA RegisteredBroker
• Jose M LopezCRD 7546250 · Colleyville, TX
  IA RegisteredBroker
• Kaileigh Fahey LopezCRD 5821823 · Las Vegas, NV
  Broker
• Kristen LopezCRD 5577474 · Westlake Village, CA
  IA RegisteredBroker
• Mariannette LopezCRD 7369571 · Los Angeles, CA
  IA RegisteredBroker
• Mario Isai LopezCRD 7991689 · Sugar Land, TX
  IA RegisteredBroker
• Mario LopezCRD 5381933 · El Paso, TX
  IA RegisteredBroker
• Michael David LopezCRD 7163203 · Chandler, AZ
  IA RegisteredBroker
• Michael LopezCRD 7656256 · Paramus, NJ
  IA RegisteredBroker
• Michael Rey LopezCRD 7624111 · West Hollywood, CA
  IA RegisteredBroker
• Miguel Uribe LopezCRD 8101752 · Chicago, IL
  IA RegisteredBroker
• Richard Ray LopezCRD 7946441 · Redlands, CA
  IA RegisteredBroker
• Robin LopezCRD 4251358 · Visalia, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven C LopezCRD 2943012 · Chicago, IL
  IA RegisteredBroker
• U J LopezCRD 5183433 · Fullerton, CA
  IA RegisteredBroker
• Willie LopezCRD 7159293 · Santa Clarita, CA
  IA RegisteredBroker
• Oscar Edwin Lopez GutierrezCRD 7991658 · Bradenton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jose Braulio Lopez JollyCRD 7696244 · Dallas, TX
  IA RegisteredBroker
• Jorge Everaldo Lopez RiveraCRD 7170263 · Riverside, CA
  IA RegisteredBroker
• Alfonso W Lopez YanezCRD 2599772 · San Antonio, TX
  IA RegisteredBroker
• Christian G Lopez-AlavezCRD 6771634 · Brea, CA
  IA RegisteredBroker
• David E Lopez-MonroyCRD 7406134 · Tucson, AZ
  IA RegisteredBroker
• Eliseo LopezornelasCRD 7357210 · Irvine, CA
  IA RegisteredBroker
• Maureen LordCRD 5093968 · Vero Beach, FL
  IA RegisteredBroker
• Michael Patrick LordCRD 5503135 · New York, NY
  Broker
• Tonya L LoreCRD 4877968 · Leawood, KS
  IA RegisteredBroker
• Arthur I LorensCRD 5467307 · Jacksonville, FL
  IA RegisteredBroker
• Drew Richard LorenzCRD 6648891 · Yardley, PA
  IA RegisteredBroker
• Karlie Marie LorenzCRD 6964562 · Yardley, PA
  IA RegisteredBroker
• Guy G Loret-De-MolaCRD 2332558 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert W LoringCRD 818866 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Caitlin LosiCRD 7210260 · New York, NY
  Broker
• Luann K LositoCRD 4313831 · Utica, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven LottCRD 7140988 · Torrance, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Josiah LotzCRD 7811494 · Nashville, TN
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 1, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.