Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 291 of 541

• David J LuddyCRD 8067779 · New York, NY
  IA RegisteredBroker
• Herbert H LudlamCRD 6125670 · Bradenton, FL
  IA RegisteredBroker
• John W LudlowCRD 2652167 · Kansas City, MO
  IA RegisteredBroker
• Timothy Victor LudlumCRD 6368316 · Ogden, UT
  IA RegisteredBroker
  Disclosure event(s) on record
• Cory LudwickCRD 5944304 · Baton Rouge, LA
  IA RegisteredBroker
• Logan David LudwigCRD 8206223 · Port Hueneme, CA
  IA RegisteredBroker
• Tanner Martin LuehrsCRD 6836913 · Frisco, TX
  IA RegisteredBroker
• Rebecca Lynn LuftCRD 7207867 · Washington, DC
  IA RegisteredBroker
• Pei Jung LuhCRD 8216500 · Las Vegas, NV
  IA RegisteredBroker
• Megan K LuiCRD 6503308 · San Jose, CA
  IA RegisteredBroker
• Simon LuiCRD 3271979 · San Jose, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Troy A LuiCRD 6510669 · San Jose, CA
  IA RegisteredBroker
• Nicholas P LuisiCRD 4890891 · Paramus, NJ
  IA RegisteredBroker
• Michael Anthony LuizaCRD 7168465 · San Jose, CA
  IA RegisteredBroker
• Jessica LujanCRD 7291778 · Miami, FL
  IA RegisteredBroker
• Esther LukCRD 2207652 · Forest Hills, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Gabriel LukasCRD 7709885 · Lancaster, PA
  IA RegisteredBroker
• Mina LukeCRD 6734909 · Pleasanton, CA
  IA RegisteredBroker
• Jacob LukisCRD 7160435 · Pennington, NJ
  IA RegisteredBroker
• Ruhi Anil LullaCRD 7311659 · Pennington, NJ
  IA RegisteredBroker
• Thomas Eugene LumbardCRD 7327900 · Flower Mound, TX
  IA RegisteredBroker
• Justin S LumiereCRD 2875320 · Boca Raton, FL
  IA RegisteredBroker
• Ryan B LunCRD 7906910 · Raleigh, NC
  IA RegisteredBroker
• Sophal LunCRD 7360568 · New York, NY
  Broker
  Disclosure event(s) on record
• Isael LunaCRD 7213859 · Berwyn, IL
  IA RegisteredBroker
• Valeria Luna VazquezCRD 7501579 · San Antonio, TX
  IA RegisteredBroker
• Jalen A LundCRD 7888567 · Bellevue, WA
  IA RegisteredBroker
• Megan P LundbergCRD 6891432 · Charlottesville, VA
  IA RegisteredBroker
• Daniel Palmer LundebergCRD 6615525 · Chicago, IL
  IA RegisteredBroker
• Daniel LundeenCRD 7096365 · Annapolis, MD
  IA RegisteredBroker
• William LundquistCRD 7033381 · Saint Paul, MN
  IA RegisteredBroker
• Perry Clancy LundyCRD 7138821 · Chandler, AZ
  IA RegisteredBroker
• Makena N LungCRD 7932312 · New York, NY
  IA RegisteredBroker
• Fei F LuoCRD 5734504 · Pennington, NJ
  IA RegisteredBroker
• Wenjun LuoCRD 7432021 · Danville, CA
  IA RegisteredBroker
• Eric Weihao LuongCRD 6953877 · Newark, CA
  IA RegisteredBroker
• Hao The LuongCRD 6814239 · New York, NY
  IA RegisteredBroker
• Addison Reid LupchoCRD 8206348 · Tampa, FL
  Broker
• Albert Richard LupchoCRD 2397015 · Charlotte, NC
  IA RegisteredBroker
• Michael L. LuperiniCRD 4306152 · New York, NY
  IA RegisteredBroker
• Anthony W LuppinoCRD 1343599 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Gary LuppowitzCRD 4835806 · New York, NY
  BrokerRegistration inactive
• Thomas A LuptowskiCRD 5048561 · Alpharetta, GA
  IA RegisteredBroker
• Stephanie Alexis LusardiCRD 7279019 · Los Angeles, CA
  IA RegisteredBroker
• Kari M LusbyCRD 4703908 · San Francisco, CA
  IA RegisteredBroker
• Ernest LusterCRD 7111724 · Yardley, PA
  IA RegisteredBroker
• Brendan LutchCRD 7301612 · Boston, MA
  IA RegisteredBroker
• Grace Craig LutfyCRD 8127835 · Middletown, NY
  IA RegisteredBroker
• Gregory Joseph LutfyCRD 2386934 · Middletown, NY
  IA RegisteredBroker
• Lesli Anne LutherCRD 6851786 · The Villages, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 1, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.