Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 354 of 541

• Jesse NewmanCRD 1869006 · Mahwah, NJ
  IA RegisteredBroker
• Tracy Ann NewmanCRD 2903374 · Stuart, FL
  IA RegisteredBroker
• Andrew Conner NewsomCRD 8279684 · Jacksonville, FL
  IA RegisteredBroker
• Anna G NewtonCRD 5829482 · Ocean City, MD
  IA RegisteredBroker
• Logan Alexander NewtonCRD 8279784 · Chandler, AZ
  Broker
• Melanie L NewtonCRD 7361924 · Manchester, NH
  IA RegisteredBroker
• Zachary Aaron NewtonCRD 6708530 · Ocean City, MD
  IA RegisteredBroker
• Chun H NgCRD 6442617 · Chino Hills, CA
  IA RegisteredBroker
• Nicholas Chun Loong NgCRD 6879742 · Vallejo, CA
  IA RegisteredBroker
• Steven K. NgCRD 7820114 · Union City, CA
  IA RegisteredBroker
• Nelson Ngako KameniCRD 7994570 · Seattle, WA
  IA RegisteredBroker
• Patrick Franck Ngangyou TchounchuiCRD 7248835 · Westford, MA
  IA RegisteredBroker
• Loc NgoCRD 7248802 · Livermore, CA
  IA RegisteredBroker
• Ngoc Thuy Linh NgoCRD 7893118 · San Jose, CA
  IA RegisteredBroker
• Amanda Huong Thi NguyenCRD 7489163 · Bellevue, WA
  IA RegisteredBroker
• Amber Tamara L NguyenCRD 6321142 · Duluth, GA
  IA RegisteredBroker
• An NguyenCRD 7529742 · Sunnyvale, CA
  IA RegisteredBroker
• Bao Quoc NguyenCRD 7803899 · Redwood City, CA
  IA RegisteredBroker
• Cung Nghi Chau NguyenCRD 7757551 · Wayne, PA
  IA RegisteredBroker
• Doan Dong NguyenCRD 6862576 · Lynnwood, WA
  IA RegisteredBroker
• Hoa NguyenCRD 8228753 · Quincy, MA
  IA RegisteredBroker
• Hoang Vinh NguyenCRD 8181795 · Garden Grove, CA
  IA RegisteredBroker
• Huy NguyenCRD 7377944 · Houston, TX
  IA RegisteredBroker
• Jackky NguyenCRD 7247632 · Chandler, AZ
  IA RegisteredBroker
• James Hien NguyenCRD 8140640 · Garden Grove, CA
  IA RegisteredBroker
• Jay Vy NguyenCRD 7991844 · Santa Ana, CA
  IA RegisteredBroker
• Jennifer NguyenCRD 7357212 · Huntington Beach, CA
  IA RegisteredBroker
• John Mai NguyenCRD 5677241 · Newport Beach, CA
  IA RegisteredBroker
• Joseph H NguyenCRD 6112160 · Hunt Valley, MD
  IA RegisteredBroker
• Khanh Thi Phuong NguyenCRD 6417284 · San Jose, CA
  IA RegisteredBroker
• Laura Thuc Uyen NguyenCRD 6981936 · Honolulu, HI
  IA RegisteredBroker
• Linh G NguyenCRD 7565373 · Weymouth, MA
  IA RegisteredBroker
• Lucky V NguyenCRD 7440069 · Los Angeles, CA
  IA RegisteredBroker
• Ngocha NguyenCRD 5867793 · Bellevue, WA
  IA RegisteredBroker
• Pete Giang NguyenCRD 6161538 · Houston, TX
  IA RegisteredBroker
• Quoc Anh NguyenCRD 7002297 · Newport Beach, CA
  IA RegisteredBroker
• Quyen NguyenCRD 8034013 · San Jose, CA
  IA RegisteredBroker
• Savio NguyenCRD 7388310 · Denver, CO
  IA RegisteredBroker
• Steve NguyenCRD 6283575 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Sy Q NguyenCRD 7086125 · San Jose, CA
  IA RegisteredBroker
• Tai Huu NguyenCRD 7658610 · Tacoma, WA
  IA RegisteredBroker
• Tawni NguyenCRD 6848862 · Newport Beach, CA
  IA RegisteredBroker
• Thang Tu Quoc NguyenCRD 7616462 · New York, NY
  Broker
• Thy Phan Phuong NguyenCRD 8216513 · Stone Ridge, VA
  IA RegisteredBroker
• Tiffany Ann NguyenCRD 6901688 · Allentown, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Tram N NguyenCRD 7783137 · Bradenton, FL
  IA RegisteredBroker
• Tram Vungoc NguyenCRD 3266093 · New York, NY
  Broker
• Monica Tam Nguyen-MillerCRD 6879746 · Clayton, MO
  IA RegisteredBroker
• Sambat NgyCRD 7706729 · New York, NY
  IA RegisteredBroker
• Robert NiCRD 7263516 · North Bethesda, MD
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 3, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.