Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 376 of 541
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Carl E PommereningCRD 4942987 · New York, NYBroker
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Jay Stanford PommrehnCRD 2844166 · Los Angeles, CAIA RegisteredBroker
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Wayne Wing Gee PonCRD 3098583 · New York, NYIA RegisteredBroker
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Kaisa PonceCRD 7163222 · New York, NYIA RegisteredBroker
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Herbert Madison PonderCRD 1316764 · Atlanta, GAIA RegisteredBroker
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Jake Russell PonderCRD 6261876 · Ridgeland, MSIA RegisteredBroker
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Carlos PonsCRD 6205777 · Riverside, RIIA RegisteredBroker
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David Joseph PonsotCRD 2646343 · Chicago, ILIA RegisteredBroker
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Claire Marie Ponte-GoncalvesCRD 2413774 · Providence, RIIA RegisteredBroker
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Monte Keith PooleCRD 4165404 · Jacksonville, FLIA RegisteredBrokerDisclosure event(s) on record
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Laura A PopeCRD 6361755 · Fayetteville, NCIA RegisteredBroker
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Elena G PopovaCRD 3208063 · San Francisco, CAIA RegisteredBroker
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Douglas Malcolm PopovichCRD 2367211 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
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Alexander J PopowichCRD 5014324 · New York, NYIA RegisteredBroker
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Richard Harold PorcoCRD 1230349 · Ridgefield, CTIA RegisteredBrokerDisclosure event(s) on record
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Marc D PorrazzoCRD 2446560 · Jacksonville, FLIA RegisteredBroker
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Carleen E PorrecaCRD 4268408 · Vero Beach, FLIA RegisteredBroker
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Bradford Judson PorterCRD 2287718 · Guilford, CTIA RegisteredBrokerDisclosure event(s) on record
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Charles Edmund PorterCRD 5523756 · Saint Paul, MNIA RegisteredBroker
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David M PorterCRD 4652636 · Albuquerque, NMIA RegisteredBroker
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Eisho Kyoshi PorterCRD 6358162 · New York, NYIA RegisteredBroker
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Gail Ruth PorterCRD 1265932 · Chicago, ILIA RegisteredBroker
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Harrison Stephen PorterCRD 6541059 · Saint Paul, MNIA RegisteredBroker
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Jason Matthew PorterCRD 5124734 · San Antonio, TXIA RegisteredBroker
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Karl Langford PorterCRD 2643784 · Towson, MDIA RegisteredBroker
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Kyle PorterCRD 6219657 · Northbrook, ILIA RegisteredBroker
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Meghan Carrington PorterCRD 6240604 · Chapel Hill, NCIA RegisteredBroker
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Stephen Kelly PorterCRD 849545 · Saint Paul, MNIA RegisteredBrokerDisclosure event(s) on record
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Steven Kenneth PorterCRD 1132229 · Northbrook, ILIA RegisteredBrokerDisclosure event(s) on record
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William Lynn PorterCRD 2518308 · Nashville, TNIA RegisteredBrokerDisclosure event(s) on record
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William Joseph PorterCRD 7707222 · Pasadena, CAIA RegisteredBroker
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Carina M PorterfieldCRD 4258436 · San Diego, CAIA RegisteredBroker
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Donald Joseph PorterfieldCRD 1700761 · Kansas City, MOIA RegisteredBrokerDisclosure event(s) on record
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Benjamin Erik PortnoyCRD 4119917 · San Francisco, CAIA RegisteredBroker
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Tasha K PosaCRD 2922103 · Indian Wells, CAIA RegisteredBrokerDisclosure event(s) on record
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Luis Maria PosseCRD 4465831 · Miami, FLIA RegisteredBroker
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Abraham Kirtly PostCRD 2210291 · Bloomfield Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Michael A PostCRD 6342547 · Wayne, NJIA RegisteredBroker
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Richard William PostCRD 2474052 · Indian Wells, CAIA RegisteredBrokerDisclosure event(s) on record
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Robert Tyler PostCRD 2670095 · Vienna, VAIA RegisteredBrokerDisclosure event(s) on record
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Brandon PoteetCRD 5691820 · Reston, VAIA RegisteredBrokerDisclosure event(s) on record
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Mary J PothierCRD 4206400 · Riverside, RIIA RegisteredBroker
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Mark Edward PotoskyCRD 5583765 · Chagrin Falls, OHIA RegisteredBroker
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James Dean PotterCRD 1915691 · Lake Mary, FLIA RegisteredBroker
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Ronald John PotterCRD 2207961 · Coral Gables, FLIA RegisteredBrokerDisclosure event(s) on record
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Dawn Elizabeth PottsCRD 2452688 · Cincinnati, OHIA RegisteredBroker
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Kim PotvinCRD 4955539 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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John Gray Restarick PouCRD 5009895 · Shreveport, LAIA RegisteredBroker
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David Anthony PowellCRD 3241065 · Washington, DCIA RegisteredBroker
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Edmond Colin PowellCRD 6339277 · Seattle, WAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Sep 4, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.