Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 440 of 541

• Joshua Eddie SotoCRD 7397426 · Garden City, NY
  IA RegisteredBroker
• Marlene SotoCRD 5546034 · New York, NY
  IA RegisteredBroker
• Tatiana SotoCRD 4295013 · Wayzata, MN
  IA RegisteredBroker
• Chris P SotusCRD 1561697 · Savannah, GA
  IA RegisteredBroker
• David Byron SoulesCRD 6273966 · College Station, TX
  IA RegisteredBroker
• Christina SouriacCRD 5956906 · New York, NY
  IA RegisteredBroker
• Teresa Margarida SousaCRD 5240714 · Florham Park, NJ
  IA RegisteredBroker
• Natalia Sousa-GomesCRD 4525045 · Summit, NJ
  Broker
• Sara L SouthardsCRD 4493605 · New York, NY
  Broker
• Sarah L SoutherlandCRD 5035975 · Tyler, TX
  IA RegisteredBroker
• Clarence Duane SouzaCRD 4081156 · Santa Rosa, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jobeth Pancoast SouzaCRD 2932507 · Winston Salem, NC
  IA RegisteredBroker
• George Laszlo SovinskyCRD 6261470 · Bloomfield Hills, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Carl SoyringCRD 2673422 · Duluth, MN
  IA RegisteredBroker
• Freddy Joaquin SozaCRD 6470945 · Bakersfield, CA
  IA RegisteredBroker
• Margaret SpadoraCRD 5726496 · New York, NY
  IA RegisteredBroker
• John Stephen SpahnCRD 5812530 · Frederick, MD
  IA RegisteredBroker
• James Gerard SpanarkelCRD 1160281 · Paramus, NJ
  IA RegisteredBroker
• Joel B. SpanglerCRD 4368061 · Yardley, PA
  IA RegisteredBroker
• Melissa Gina SpanglerCRD 4795404 · Boston, MA
  IA RegisteredBroker
• Riaan Spanjer-FurstenburgCRD 6181867 · Jacksonville, FL
  IA RegisteredBroker
• James John SpanosCRD 6575487 · Lancaster, PA
  IA RegisteredBroker
• William Edward SparksCRD 1226735 · San Diego, CA
  IA RegisteredBroker
• Cameron T SparoughCRD 6503584 · Houston, TX
  IA RegisteredBroker
• Bruce Alan SpartzCRD 4919997 · Wayne, PA
  IA RegisteredBroker
• Tesora Letizia SpeccaCRD 1536758 · Mount Laurel, NJ
  IA RegisteredBroker
• Angela M SpechtCRD 4631467 · Westlake, OH
  IA RegisteredBroker
• Eduardo Jose Speck FierroCRD 7022559 · Houston, TX
  IA RegisteredBroker
• Brian Keith SpeersCRD 2311551 · Oak Brook, IL
  IA RegisteredBroker
• Korey SpeightCRD 7701733 · Charlotte, NC
  IA RegisteredBroker
• Mallory G SpenceCRD 6405652 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Martha Marie SpenceCRD 5239445 · Gainesville, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mary Amanda SpenceCRD 5108775 · San Francisco, CA
  IA RegisteredBroker
• Thomas Henry SpenceCRD 3187658 · Dallas, TX
  IA RegisteredBroker
• Brian Matthew SpencerCRD 3221990 · Sewickley, PA
  IA RegisteredBroker
• Gloria Jane SpencerCRD 846499 · Austin, TX
  IA RegisteredBroker
• Nehanda Treva-Marie SpencerCRD 6885958 · West Chester, PA
  IA RegisteredBroker
• Jennifer Kay SperryCRD 5141124 · Charlotte, NC
  IA RegisteredBroker
• Joseph SpicerCRD 1521623 · Cincinnati, OH
  IA RegisteredBroker
• Melissa P SpicklerCRD 719397 · Bloomfield Hills, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• James Edwin SpilmanCRD 1449017 · Jacksonville, FL
  IA RegisteredBroker
• Michael D SpinaCRD 5067789 · New York, NY
  IA RegisteredBroker
• Gail Darlene SpindleCRD 3217092 · Saint Augustine, FL
  IA RegisteredBroker
• Louis P SpinelliCRD 4071864 · Blue Bell, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Lauren Marie SpirelliCRD 5295389 · Greenwich, CT
  IA RegisteredBroker
• Jeffrey D SpitzCRD 4195687 · Charlotte, NC
  IA RegisteredBroker
• Sarah Elizabeth SpiveyCRD 6780799 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Tina Lynn SpiveyCRD 4942510 · Lynchburg, VA
  IA RegisteredBroker
• Danielle N SpriggsCRD 4986616 · Jacksonville, FL
  IA RegisteredBroker
• C S SpringCRD 4174041 · Camden, SC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.