Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 468 of 541

• Sianna SotoCRD 6541807 · Jacksonville, FL
  IA RegisteredBroker
• Denisse Soto CruzCRD 8169553 · Chapel Hill, NC
  IA RegisteredBroker
• Khristian Adriane Soto SanchezCRD 7657336 · Orlando, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Stanley Isaac SoudCRD 5353037 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Nicholas R SoukupCRD 8169385 · Burlington, MA
  IA RegisteredBroker
• Katie Alanna SouleCRD 6597277 · Burlington, MA
  IA RegisteredBroker
• Colleen E SousaCRD 8156518 · Providence, RI
  IA RegisteredBroker
• Robert Michael SouthallCRD 6869027 · Atlanta, GA
  IA RegisteredBroker
• Kenneth A SouthworthCRD 2594670 · New Canaan, CT
  IA RegisteredBroker
• Hanan SowwanCRD 7240722 · Mclean, VA
  IA RegisteredBroker
• David Michael SpaceCRD 6432696 · Miamisburg, OH
  IA RegisteredBroker
• Ivana SpacekCRD 2739865 · Hartford, CT
  IA RegisteredBroker
• Graziano SpagnoloCRD 6205847 · Buffalo, NY
  IA RegisteredBroker
• Paige Lynn SpaldingCRD 2376441 · Billings, MT
  IA RegisteredBroker
  Disclosure event(s) on record
• Adam James SpallCRD 7136327 · Boston, MA
  IA RegisteredBroker
• Trenton J SpallasCRD 6664602 · San Francisco, CA
  IA RegisteredBroker
• James Andrew SpanglerCRD 6686690 · Houston, TX
  IA RegisteredBroker
• Anthony Joseph SparacinoCRD 7423214 · Hunt Valley, MD
  IA RegisteredBroker
• Kaileigh A SparksCRD 6315722 · Bradenton, FL
  IA RegisteredBroker
• Kallen SparksCRD 7202596 · Hollywood, FL
  IA RegisteredBroker
• Matthew Robert SparrowCRD 4417045 · Manchester, NH
  IA RegisteredBroker
• Hannah Greene SpataCRD 6777299 · Norfolk, VA
  Broker
• Jill S SpatolaCRD 3002626 · Punta Gorda, FL
  IA RegisteredBroker
• Sara R SpatolaCRD 7673846 · Boston, MA
  IA RegisteredBroker
• Jason Louis SpatzCRD 6760163 · Depew, NY
  IA RegisteredBroker
• Braden William SpawrCRD 7556557 · Frontenac, MO
  IA RegisteredBroker
• Kyle Andrew SpaythCRD 6599369 · Orland Park, IL
  IA RegisteredBroker
• Ronnie SpearsCRD 6835737 · White Plains, NY
  IA RegisteredBroker
• Matthew Oren SpecterCRD 6359604 · Clayton, MO
  IA RegisteredBroker
• Mark L SpedaliereCRD 3261612 · Bridgewater, NJ
  IA RegisteredBroker
• Erik Stanford SpeerCRD 7179361 · Modesto, CA
  IA RegisteredBroker
• Kimberly B SpeerCRD 5659158 · New York, NY
  IA RegisteredBroker
• Douglas SpellCRD 5301659 · Charlotte, NC
  Broker
• Michael J SpellmanCRD 3238703 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Sparkle D SpenceCRD 6320671 · Atlanta, GA
  Broker
• Cory David SpencerCRD 6436319 · Powell, OH
  IA RegisteredBroker
• Marc Allen SpencerCRD 2633708 · Tampa, FL
  IA RegisteredBroker
• Matthew SpencerCRD 8025926 · Grandville, MI
  IA RegisteredBroker
• Pamela Marie SpencerCRD 6892958 · Boston, MA
  IA RegisteredBroker
• Shawn F SpencerCRD 7136574 · Ponte Vedra Beach, FL
  IA RegisteredBroker
• Chelsea Kristine SpenserCRD 7360585 · San Francisco, CA
  IA RegisteredBroker
• Caridad Faunce SperryCRD 6971999 · Jacksonville, FL
  IA RegisteredBroker
• Hayes SperryCRD 6343018 · Jacksonville, FL
  IA RegisteredBroker
• Tara Jeanice SpicerCRD 4752992 · Duluth, GA
  IA RegisteredBroker
• David Andrew SpickaCRD 7385583 · Florham Park, NJ
  IA RegisteredBroker
• Matthew David SpicklerCRD 6796387 · Bloomfield Hills, MI
  IA RegisteredBroker
• Theodore SpicklerCRD 5994809 · Bloomfield Hills, MI
  IA RegisteredBroker
• Jacob L SpiegelCRD 8067800 · Boca Raton, FL
  IA RegisteredBroker
• Katherine Mccarthy SpiegelCRD 6970787 · Boston, MA
  IA RegisteredBroker
• Matthew SpiegelmanCRD 7443410 · Bethesda, MD
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 7, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.