Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 479 of 541
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Anil ThomasCRD 2949010 · New York, NYBroker
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Brian Joseph ThomasCRD 2865999 · West Des Moines, IAIA RegisteredBroker
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Carol Ellen ThomasCRD 2196472 · Lake Mary, FLIA RegisteredBroker
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Chante M ThomasCRD 2424920 · New York, NYBroker
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Charlotte M ThomasCRD 6240618 · New York, NYBroker
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Crystal Marie ThomasCRD 5350523 · Deer Park, ILIA RegisteredBroker
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David Alexander ThomasCRD 4631169 · Roseville, CAIA RegisteredBroker
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Edward Taylor ThomasCRD 6391966 · Louisville, KYIA RegisteredBroker
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Geoffrey Alain ThomasCRD 1211867 · Philadelphia, PAIA RegisteredBrokerDisclosure event(s) on record
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Jeffrey C ThomasCRD 6243698 · Brooklyn, NYIA RegisteredBroker
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Joshua Christopher ThomasCRD 5239154 · Waukesha, WIIA RegisteredBroker
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Matthew D ThomasCRD 2882355 · Jacksonville, FLIA RegisteredBroker
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Michele S ThomasCRD 4277067 · Palo Alto, CAIA RegisteredBroker
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Philip W ThomasCRD 6050563 · Baltimore, MDIA RegisteredBroker
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Rebecca T ThomasCRD 1085958 · Louisville, KYIA RegisteredBrokerDisclosure event(s) on record
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Robert J ThomasCRD 6180380 · Mckinney, TXIA RegisteredBroker
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Samuel ThomasCRD 6413828 · Chandler, AZIA RegisteredBroker
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Scott Craig ThomasCRD 4301025 · Ocala, FLIA RegisteredBroker
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Stephen William ThomasCRD 5491514 · Princeton, NJIA RegisteredBroker
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Steve ThomasCRD 6296165 · New York, NYBroker
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Tracey Robin ThomasCRD 4016538 · New York, NYBroker
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Angela Deneese ThompsonCRD 2853817 · New York, NYBroker
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Brooke R ThompsonCRD 4218986 · Chicago, ILIA RegisteredBroker
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Deanna ThompsonCRD 4668819 · Pasadena, CAIA RegisteredBroker
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Eileen Mary ThompsonCRD 3232056 · Clearwater, FLIA RegisteredBroker
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Holly Ann ThompsonCRD 2022174 · Lexington, KYIA RegisteredBroker
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Jason Todd ThompsonCRD 2585941 · Fort Worth, TXIA RegisteredBroker
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Jennifer L ThompsonCRD 3101991 · Cincinnati, OHIA RegisteredBroker
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John F ThompsonCRD 1365917 · Schaumburg, ILIA RegisteredBroker
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Jonathan David ThompsonCRD 5014314 · Mill Valley, CAIA RegisteredBroker
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Kathryn ThompsonCRD 5195411 · Albuquerque, NMIA RegisteredBroker
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Kimberly Irving ThompsonCRD 6077127 · Chicago, ILIA RegisteredBroker
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Kristy Marie ThompsonCRD 5113927 · Wellesley Hills, MAIA RegisteredBroker
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L Scott ThompsonCRD 2261131 · Brentwood, TNIA RegisteredBroker
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Lauren J ThompsonCRD 5039750 · Seattle, WAIA RegisteredBroker
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Leona Jodiann ThompsonCRD 8154601 · Pennington, NJIA RegisteredBroker
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Megan ThompsonCRD 5209156 · Walnut Creek, CAIA RegisteredBroker
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Michael Nonan ThompsonCRD 7168438 · Statesboro, GAIA RegisteredBroker
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Michael Brent ThompsonCRD 6545925 · San Antonio, TXIA RegisteredBroker
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Philip Hines ThompsonCRD 857444 · Wilson, NCIA RegisteredBroker
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Robert Matthew ThompsonCRD 6618402 · Temecula, CAIA RegisteredBroker
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Seth Ambrose ThompsonCRD 6168919 · Denver, COIA RegisteredBroker
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Shirley ThompsonCRD 5271086 · Temecula, CAIA RegisteredBroker
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Susan M ThompsonCRD 4921849 · New York, NYBroker
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Tamara L ThompsonCRD 4382401 · Peoria, ILIA RegisteredBroker
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Thomas Todd ThompsonCRD 1129022 · Lubbock, TXIA RegisteredBroker
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Tinu ThompsonCRD 4815077 · Wayne, NJIA RegisteredBroker
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Velen Diaz ThompsonCRD 2973136 · Tampa, FLIA RegisteredBroker
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Vincent Pierre ThompsonCRD 1692489 · West Hartford, CTIA RegisteredBroker
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Wesley Scott ThompsonCRD 2382913 · Fairhope, ALIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Sep 8, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.