Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 494 of 541

• Charles Mathison TyndalCRD 5923431 · Nashville, TN
  IA RegisteredBroker
• Brianna W TysingerCRD 6509996 · Charlotte, NC
  IA RegisteredBroker
• Brian J UbaldiCRD 5148307 · New York, NY
  Broker
• Bruce A UberCRD 4902191 · New York, NY
  IA RegisteredBroker
• Steven Lee UdriskyCRD 2806477 · Tulsa, OK
  IA RegisteredBroker
• Sayomi UeharaCRD 5578065 · New York, NY
  IA RegisteredBroker
• Scott Thomas UffelmanCRD 1261788 · Pasadena, CA
  IA RegisteredBroker
• Adam D UhlanCRD 1676354 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Shkurta UlajCRD 6995014 · New York, NY
  IA RegisteredBroker
• Adam UlatoskiCRD 6089494 · Austin, TX
  IA RegisteredBroker
• Fredric Arcinas UmelCRD 6141140 · New York, NY
  IA RegisteredBroker
• Daniel Craig UmplebyCRD 6510381 · New York, NY
  IA RegisteredBroker
• Sezgin UnayCRD 4595675 · Melville, NY
  IA RegisteredBroker
• Christopher Peter UnderhillCRD 2976049 · New York, NY
  IA RegisteredBroker
• Judi Michelle UnderwoodCRD 1397470 · Houston, TX
  IA RegisteredBroker
• Wesley UnderwoodCRD 4802595 · Cinnaminson, NJ
  IA RegisteredBroker
• Aaron Andrew UngererCRD 5086742 · Frontenac, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Keith Andrew UnikelCRD 5177863 · Bethesda, MD
  IA RegisteredBroker
• Brian Mark UpshawCRD 6411033 · Rogers, AR
  IA RegisteredBroker
  Disclosure event(s) on record
• Kelly A UptonCRD 4396049 · New York, NY
  IA RegisteredBroker
• Russel J UptonCRD 2095202 · Rancho Santa Fe, CA
  IA RegisteredBroker
• Kelly P UrCRD 5872541 · Pennington, NJ
  Broker
• Cassandra N UrbanoCRD 5573921 · Washington, DC
  IA RegisteredBroker
• Indira A UrcuyoCRD 7991871 · Tomball, TX
  IA RegisteredBroker
• Diego UrrutiaCRD 4769681 · Palm Beach, FL
  IA RegisteredBroker
• Brian H UrryCRD 6199112 · Gilbert, AZ
  IA RegisteredBroker
• Lucian UrsanCRD 5797593 · Newport Beach, CA
  IA RegisteredBroker
• Mindy UrsoCRD 3046590 · Binghamton, NY
  BrokerRegistration inactive
• Alejandro UrsuaCRD 6377511 · Tucson, AZ
  IA RegisteredBroker
• Osabilu Earl UwidiaCRD 5499505 · Chicago, IL
  IA RegisteredBroker
• Jordan UbertiniCRD 5367657 · Scranton, PA
  IA RegisteredBroker
• Jacob W UdellCRD 5979872 · Rogers, AR
  IA RegisteredBroker
• Ethan L UdriskyCRD 7771568 · Tulsa, OK
  IA RegisteredBroker
• Chase A UejoCRD 7655915 · San Diego, CA
  IA RegisteredBroker
• Mami UenoboCRD 5009954 · San Jose, CA
  IA RegisteredBroker
• Nicholas Jon UgarteCRD 7226977 · New York, NY
  IA RegisteredBroker
• Mark A UgartecheaCRD 6497485 · Fort Lauderdale, FL
  IA RegisteredBroker
• Semone UgbomahCRD 8261343 · Mount Pleasant, SC
  Broker
  Disclosure event(s) on record
• Garrett N UhlirCRD 8096782 · Chicago, IL
  IA RegisteredBroker
• Ubong U UkpongCRD 7487563 · Westborough, MA
  IA RegisteredBroker
• Angelique Uwawoli UkuCRD 8279382 · Charlotte, NC
  Broker
• Michael UllmeyerCRD 3059737 · New York, NY
  Broker
• Karol UlloaCRD 7834912 · Fort Worth, TX
  IA RegisteredBroker
• James Vincent UlrichCRD 7059224 · Iselin, NJ
  IA RegisteredBroker
• Michael Curtis UlrichCRD 2862544 · New York, NY
  Broker
• Michael G UlrichCRD 3276494 · Peoria, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Karin Kay Ulrich-EngelCRD 1541565 · Schaumburg, IL
  IA RegisteredBroker
• Julie UlyanchukCRD 7886383 · Spokane, WA
  IA RegisteredBroker
• Jean-Marc UlysseCRD 7463437 · Sarasota, FL
  IA RegisteredBroker
• Craig F UmbrellCRD 3128124 · Ogden, UT
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 8, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.