Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 530 of 541

• Mei XieCRD 8245791 · Dublin, CA
  IA RegisteredBroker
• Meiting XieCRD 7655871 · San Francisco, CA
  IA RegisteredBroker
• Rui XieCRD 6865328 · San Francisco, CA
  IA RegisteredBroker
• Kefei XinCRD 8126489 · Tucker, GA
  IA RegisteredBroker
• Victor XiongCRD 5081002 · San Francisco, CA
  IA RegisteredBroker
• Emily XuCRD 8075878 · New York, NY
  IA RegisteredBroker
• Fuxing XuCRD 7991712 · Houston, TX
  IA RegisteredBroker
• Jing XuCRD 7203717 · Great Neck, NY
  IA RegisteredBroker
• Yunqing XuCRD 7248443 · Los Angeles, CA
  IA RegisteredBroker
• Diana YacobCRD 4679865 · Dallas, TX
  IA RegisteredBroker
• Susan K YaegerCRD 5065119 · Macon, GA
  IA RegisteredBroker
• Mohamed YahiaouiCRD 5478861 · Dallas, TX
  IA RegisteredBroker
• Robert Evan YahneyCRD 4038119 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Craig Takeshi YamaguchiCRD 4661803 · Los Angeles, CA
  Broker
• Brad A YamanouchiCRD 5284197 · Honolulu, HI
  IA RegisteredBroker
• Lee H YamburaCRD 1017819 · Bloomfield Hills, MI
  IA RegisteredBroker
• Robert N YanCRD 2062372 · Sarasota, FL
  IA RegisteredBroker
• Elise Roby YandersCRD 1198882 · Pittsburgh, PA
  IA RegisteredBroker
• Jing YangCRD 7037274 · Tustin, CA
  IA RegisteredBroker
• Ling YangCRD 6771766 · Bridgewater, NJ
  IA RegisteredBroker
• Mitsue YangCRD 6624898 · Beverly Hills, CA
  IA RegisteredBroker
• Paul C YangCRD 4872822 · New York, NY
  IA RegisteredBroker
• Qidi YangCRD 6426468 · Melville, NY
  IA RegisteredBroker
• Ricky YangCRD 5806272 · Beverly Hills, CA
  IA RegisteredBroker
• Zelin YangCRD 8279668 · New York, NY
  Broker
• Jin S YaoCRD 5722087 · Newport Beach, CA
  IA RegisteredBroker
• Keri Metcalf YarbroughCRD 5018264 · Little Rock, AR
  BrokerRegistration inactive
  Disclosure event(s) on record
• Khalid Abuseif YasinCRD 6777129 · Winter Park, FL
  IA RegisteredBroker
• Paul Joseph YatesCRD 6545604 · Fort Lauderdale, FL
  IA RegisteredBroker
• Paulette Z YatesCRD 6112893 · Tucson, AZ
  IA RegisteredBroker
• Rovelyn Araza YatesCRD 6975215 · Gadsden, AL
  IA RegisteredBroker
• Ali YavariCRD 5970247 · Newport Beach, CA
  IA RegisteredBroker
• William Tate YawnCRD 2614462 · Destin, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Andrew YeagerCRD 2641590 · Las Vegas, NV
  IA RegisteredBroker
• Sonia Magdalena YearianCRD 1913166 · Santa Monica, CA
  IA RegisteredBroker
• Christopher YeeCRD 2824479 · New York, NY
  IA RegisteredBroker
• Danny YeeCRD 1062270 · Columbus, OH
  IA RegisteredBroker
• Michelle S YehCRD 4634254 · San Jose, CA
  IA RegisteredBroker
• Shu YehCRD 6038100 · Bellevue, WA
  IA RegisteredBroker
• Charles Nicholas YenkoCRD 3042009 · New York, NY
  Broker
• Allen Uy Bun YeungCRD 7039008 · Honolulu, HI
  IA RegisteredBroker
• Michael YeungCRD 2654949 · New York, NY
  Broker
• Diane YhlenCRD 3203121 · Richmond, VA
  IA RegisteredBroker
• Sercan YilmazCRD 7614591 · Riverside, RI
  IA RegisteredBroker
• Shilin YinCRD 6137583 · Latham, NY
  IA RegisteredBroker
• William L YinCRD 5147663 · New York, NY
  Broker
• Chy YipCRD 4986129 · San Jose, CA
  IA RegisteredBroker
• Christopher Emilio YodaCRD 6151977 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Sherah Lee YoderCRD 2960506 · Dallas, TX
  IA RegisteredBroker
• Benjamin YodowitzCRD 5798027 · Rolling Hills Estates, CA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 9, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.