Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 68 of 541

• Tara J CancroCRD 5465283 · Bellevue, WA
  IA RegisteredBroker
• Carlos CandalesCRD 2432432 · Punta Gorda, FL
  IA RegisteredBroker
• Ted CandellaCRD 3171607 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Katherine Alexis CandrevaCRD 6255158 · Scottsdale, AZ
  IA RegisteredBroker
• Lisa Malvina Canepa-SanchezCRD 2737928 · Los Angeles, CA
  IA RegisteredBroker
• Jeffrey R CanfieldCRD 5014399 · Florham Park, NJ
  IA RegisteredBroker
• Kenneth Paul CanigliaCRD 2721278 · Chicago, IL
  IA RegisteredBroker
• Anthony CaniniCRD 4479771 · San Francisco, CA
  IA RegisteredBroker
• Redenjohn Sung CanlasCRD 5017081 · The Woodlands, TX
  IA RegisteredBroker
• James Michael CannaCRD 2792376 · New York, NY
  Broker
• Michael CannegieterCRD 4740847 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael C CannonCRD 6844065 · New York, NY
  IA RegisteredBroker
• Fernando Enrique CanoCRD 4538506 · Miami, FL
  IA RegisteredBroker
• Melaina Rae CanoCRD 6478385 · Irvine, CA
  IA RegisteredBroker
• Jim E CantalupoCRD 2573547 · Charlotte, NC
  IA RegisteredBroker
• Christopher Louis CantuCRD 6557337 · Frontenac, MO
  IA RegisteredBroker
• Deborah Jane CantyCRD 1809631 · Florham Park, NJ
  IA RegisteredBroker
• Walter Avelino Vieira CanutoCRD 5858824 · Boston, MA
  IA RegisteredBroker
• Thomas Fitzgerald CapachiettiCRD 2410241 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• James Carmelo CapellaCRD 6115104 · Springfield, MA
  IA RegisteredBroker
• David G CapelleCRD 4302412 · Hingham, MA
  IA RegisteredBroker
• Jason CapolarelloCRD 4869940 · Princeton, NJ
  IA RegisteredBroker
• Christine Marie CaporaleCRD 2410138 · Mount Laurel, NJ
  IA RegisteredBroker
• William Thomas CappellerCRD 2730352 · Boca Raton, FL
  IA RegisteredBroker
• Andrew Nelson CappelloCRD 733175 · Tampa, FL
  IA RegisteredBroker
• James Savino CappielloCRD 1849724 · Buffalo, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Allen CappielloCRD 2998150 · Stamford, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Chadwick Michael CappsCRD 6664061 · Cary, NC
  IA RegisteredBroker
• Benjamin C CapshawCRD 4344472 · Mandeville, LA
  IA RegisteredBroker
• Anthony S CaputoCRD 6307531 · Iselin, NJ
  IA RegisteredBroker
• Scott Pieter CaputoCRD 4816085 · New York, NY
  IA RegisteredBroker
• Thomas Matthew CaputoCRD 2078206 · Burlington, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel CaraveoCRD 6883685 · Chandler, AZ
  IA RegisteredBroker
• Jesse Perez CarbajalCRD 2095529 · Las Vegas, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• James Matthew CarberryCRD 1501494 · New York, NY
  Broker
• V J CarboCRD 4368900 · Whitefish, MT
  IA RegisteredBroker
• Christopher Alan CarboneCRD 1061952 · Toms River, NJ
  IA RegisteredBroker
• Dianna M CarboneCRD 4962536 · Boston, MA
  Broker
• Dana Lynn CarbonneauCRD 6370994 · Chicago, IL
  IA RegisteredBroker
• George CarbunescuCRD 3262118 · Paramus, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• James Peter CarchediCRD 4269517 · Canfield, OH
  IA RegisteredBroker
• Donald John CarcieriCRD 6432765 · Providence, RI
  IA RegisteredBroker
• Amber CardenCRD 2218549 · Austin, TX
  IA RegisteredBroker
• Fernando CardenasCRD 6346178 · Delray Beach, FL
  IA RegisteredBroker
• Lourdes N CardenasCRD 8027460 · New Milford, CT
  IA RegisteredBroker
• Richard S CardenteCRD 5927024 · Stamford, CT
  IA RegisteredBroker
• Richard Gerard CardinaliCRD 2648089 · Red Bank, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Andres A CardonaCRD 5377526 · Marina Del Rey, CA
  IA RegisteredBroker
• Eric L CardonickCRD 2879678 · Media, PA
  IA RegisteredBroker
• Bradley Ray CardwellCRD 4793841 · Huntsville, AL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.