Northern Trust Securities, Inc

Firm record

As recorded in SEC IAPD

Firm CRD

7927

SEC number

801-80781

Firm type

RIA

Assets under management

$1.7B as of May 19, 2026

Website

www.northerntrust.com ↗

Phone

312-630-6000

Address

333 S. Wabash Avenue, Chicago, IL, 60604

Advisors at this firm

258 in our index · page 2 of 6

• Lacy Dean ChavisCRD 2572410 · Naples, FL
  Broker
• Ronald Bruce CieslaCRD 1232622 · Naples, FL
  Broker
• Aric David ClelandCRD 1714464 · Chicago, IL
  Broker
• Mary Kate ColelliCRD 5978804 · Chicago, IL
  Broker
• Benjamin Adams ConnorCRD 2150751 · Chicago, IL
  Broker
• Brendan Lyons ConnorCRD 5904236 · Chicago, IL
  Broker
• Lauren Rene CooneyCRD 5978691 · Chicago, IL
  Broker
• Anthony CostanzoCRD 6351575 · Bloomfield Hills, MI
  BrokerRegistration inactive
• Andrew John CoupeCRD 7393505 · Chicago, IL
  Broker
• Stephen James CousinsCRD 2708652 · Chicago, IL
  Broker
• Garrett E CoxCRD 6250416 · Chicago, IL
  Broker
• Shannon C CrowleyCRD 4095301 · Chicago, IL
  Broker
• Brian CahillCRD 8015375 · Chicago, IL
  Broker
• Julie Hawkins CannaCRD 4461159 · Chicago, IL
  Broker
• Adam Richard CarpenterCRD 7203431 · Houston, TX
  Broker
• Rudy CazenaveCRD 8138640 · Chicago, IL
  Broker
• Ryan CobbCRD 7415594 · Vero Beach, FL
  Broker
• Fernando Cordova LopezCRD 7591990 · Miami, FL
  BrokerRegistration inactive
• Greg Steven DanzigerCRD 2705048 · Winnetka, IL
  BrokerRegistration inactive
• George Edward DernulcCRD 4581499 · Tempe, AZ
  IA RegisteredBroker
• Bryant Julio DiazCRD 4635220 · Miami, FL
  Broker
• Patrick Michael DimarcoCRD 4549136 · Chicago, IL
  Broker
• John Christopher DoellCRD 4853175 · Chicago, IL
  Broker
• Bradley Michael DorchineczCRD 4491744 · Chicago, IL
  Broker
• Tyler Robert DrustCRD 6223213 · Chicago, IL
  BrokerRegistration inactive
• Tara M DziengelCRD 4345773 · Chicago, IL
  Broker
• Julia Anne DavisCRD 6832203 · Fort Worth, TX
  Broker
• Christine Sherman DemasiCRD 4751497 · Chicago, IL
  Broker
• Nicholas George DipaolaCRD 6815890 · Chicago, IL
  Broker
• Marta DmowskiCRD 6402642 · Chicago, IL
  Broker
• Jeffrey Alan EllithorpeCRD 4441983 · Chicago, IL
  Broker
• Adam C EricksonCRD 7654376 · Chicago, IL
  IA RegisteredBroker
• Roger Alfredo EstradaCRD 4179101 · Chicago, IL
  BrokerRegistration inactive
  Disclosure event(s) on record
• Robert Alan FalatoCRD 2115975 · Palatine, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Samuel FardyCRD 2515253 · Boston, MA
  Broker
• Stephanie Joann FarrellCRD 6411975 · Chicago, IL
  Broker
• Eric M FasseCRD 7358931 · Chicago, IL
  IA RegisteredBroker
• Ronald Lee FerrariCRD 1386327 · San Diego, CA
  Broker
• Patrick Chrisp FineganCRD 5717877 · Chicago, IL
  Broker
• David Brian FitchettCRD 4584385 · Chicago, IL
  Broker
• Robert Bruce FitzpatrickCRD 2822012 · Boston, MA
  IA RegisteredBroker
• David Hodgson FixCRD 2565428 · Oakbrook Terrace, IL
  Broker
• Ryan ForbergCRD 6439172 · Chicago, IL
  BrokerRegistration inactive
• Lafayette J FordCRD 5149839 · Chicago, IL
  Broker
• Zachary Taylor FernandezCRD 7254452 · Fort Lauderdale, FL
  IA RegisteredBroker
• Jay Robert FritzCRD 6978332 · Miami, FL
  Broker
• Patrick John GaskinCRD 4236582 · Chicago, IL
  Broker
• Ernesto Enrique GordonCRD 2754517 · Chicago, IL
  Broker
• Michael Howard GottesmanCRD 2923474 · Chicago, IL
  Broker
• Margaret O'leary GrisleyCRD 4382922 · Salt Lake City, UT
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.