Lpl Enterprise, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 8733
- SEC number
- 801-130883
- Firm type
- RIA
- Assets under management
- $24.9B as of Mar 31, 2026
- Website
- www.lpl.com/lpl-enterprise.html ↗
- Phone
- 704-733-3300
- Address
- 1055 Lpl Way, Fort Mill, SC, 29715
Advisors at this firm
2,724 in our index · page 45 of 55
-
Alexandra SimonsCRD 7786473 · Vienna, VAIA RegisteredBroker
-
James Francis SimpsonCRD 1400848 · Macon, GAIA RegisteredBroker
-
Robert David SimpsonCRD 1519272 · Gulf Breeze, FLBroker
-
David Dean SingletonCRD 2212636 · Wichita, KSIA RegisteredBrokerDisclosure event(s) on record
-
Thomas Dame SiplinCRD 3054847 · Fort Pierce, FLIA RegisteredBroker
-
Gary Stuart SirotaCRD 2185173 · Phoenix, AZBroker
-
Thomas Arthur SkeesCRD 852420 · Perrysburg, OHIA RegisteredBroker
-
Carol Frances SkellyCRD 1014872 · Holmdel, NJBroker
-
Jay Elliott SkolnickCRD 2222031 · Irvine, CAIA RegisteredBroker
-
Timothy Quinn SkwiotCRD 2783685 · Windham, NHIA RegisteredBrokerDisclosure event(s) on record
-
John George SlifkaCRD 1687575 · Rome, NYIA RegisteredBroker
-
Mary Katherine SloanCRD 5734449 · Tolland, CTIA RegisteredBroker
-
Tyler Ames SlovesCRD 4004678 · Melville, NYIA RegisteredBroker
-
Christopher Lawrence SmeriglioCRD 1080472 · Shelton, CTBroker
-
Benjamin Paul SmithCRD 5612366 · Hales Corners, WIIA RegisteredBroker
-
Christopher Warren SmithCRD 1977281 · Edmond, OKIA RegisteredBroker
-
Constance Ann SmithCRD 5919298 · Utica, NYIA RegisteredBroker
-
David Hugh SmithCRD 2088636 · Albany, MOIA RegisteredBroker
-
David William SmithCRD 5349530 · Troy, MIIA RegisteredBrokerDisclosure event(s) on record
-
Edward Isadore SmithCRD 1772292 · Taylor, MIIA RegisteredBroker
-
Jason Warren SmithCRD 2867983 · Waconia, MNIA RegisteredBroker
-
Jasper E SmithCRD 5419179 · Walnut Creek, CAIA RegisteredBroker
-
Jeffrey Reed SmithCRD 6154733 · Orlando, FLIA RegisteredBroker
-
Joshua Adam SmithCRD 5397223 · Warrington, PAIA RegisteredBroker
-
Mark Douglas SmithCRD 5980364 · Brentwood, TNIA RegisteredBroker
-
Nicholas Patton SmithCRD 5218632 · Albany, MOIA RegisteredBroker
-
Paul John SmithCRD 6375781 · San Diego, CABroker
-
Robert F SmithCRD 4498148 · Saratoga Springs, NYBroker
-
Sandra Ann SmithCRD 5959519 · Tucson, AZIA RegisteredBroker
-
Christopher George SmithaCRD 6033871 · Louisville, KYBroker
-
Christopher Glen SmoakCRD 6030577 · St. Petersburg, FLIA RegisteredBroker
-
Gary James SnavelyCRD 1576067 · Ephrata, PAIA RegisteredBroker
-
Bradley Charles SnyderCRD 2704868 · Warrington, PAIA RegisteredBroker
-
James Arthur SobaniaCRD 4654969 · Sartell, MNIA RegisteredBrokerDisclosure event(s) on record
-
Hussein Mahmoud SobhCRD 8117787 · Troy, MIIA RegisteredBroker
-
Charles Edwin SobocinskiCRD 1930834 · Moorhead, MNIA RegisteredBroker
-
David Martin SolomonCRD 5786840 · San Jose, CAIA RegisteredBroker
-
Bharat Ratan SondhiCRD 1977410 · Eatontown, NJBroker
-
James W SoongCRD 6339837 · Sherman Oaks, CAIA RegisteredBroker
-
Rebecca Elisa Sosa-CobaCRD 8140997 · New York, NYIA RegisteredBroker
-
Joseph SpeckCRD 7936218 · Minster, OHIA RegisteredBroker
-
Lashly Ted SpeightsCRD 5977760 · Colorado Springs, COIA RegisteredBroker
-
Christopher Roy SpencerCRD 6058677 · Wakefield, MAIA RegisteredBroker
-
Philip Joseph SpicaCRD 2658960 · Blackwood, NJBroker
-
Scott Andrew SpicerCRD 2926000 · Tampa, FLBroker
-
William John SquairsCRD 1641467 · Dewitt, NYIA RegisteredBrokerDisclosure event(s) on record
-
Kelly Michael SquiresCRD 2220890 · Atlanta, GAIA RegisteredBroker
-
Colin James St. PierreCRD 7750935 · Shelton, CTIA RegisteredBroker
-
Hubert StallingCRD 1634214 · Matteson, ILBroker
-
Daniel StanCRD 2555108 · Brookfield, CTIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 8733 ↗
FINRA BrokerCheck record for firm CRD 8733 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.