John Helme Dunn

CRD 1815790 · J.P. Morgan Securities LLC · Greenwich, CT

IA RegisteredBroker

Also appears in the source record as: J D Dunn; John Helme Dunn III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 63Series 65
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Greenwich, CT · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Greenwich, CT · BC capacity

start not retrieved → present
Carret Asset Management, LLC
New York, NY · IA capacity

Jul 6, 2021 → Aug 3, 2023
Ingalls & Snyder LLC
New York, NY · IA capacity

Jan 15, 2015 → Jan 9, 2018
Ingalls & Snyder, LLC
New York, NY · BC capacity

Jan 15, 2015 → Jan 9, 2018
B. C. Ziegler And Company
New York, NY · IA capacity

Jul 28, 2011 → Jun 23, 2014
B. C. Ziegler And Company
New York, NY · BC capacity

Jul 27, 2011 → Jun 23, 2014
Fiduciary Asset Management Inc.
Clayton, MO · IA capacity

Apr 20, 2010 → Jul 25, 2011
Piper Jaffray & Co.
New York, NY · BC capacity

Feb 17, 2010 → Jul 25, 2011
J. P. Morgan Securities Inc.
New York, NY · IA capacity

Oct 4, 2007 → Oct 1, 2008
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Oct 4, 2007 → Oct 1, 2008
Kirkpatrick, Pettis, Smith, Polian Inc.
Omaha, NE · BC capacity

Oct 13, 1995 → Feb 19, 1997
Reinoso & Company, Incorporated
New York, NY · BC capacity

Mar 12, 1992 → Feb 23, 1996
Banca Imi Securities Corp.
New York, NY · BC capacity

Apr 30, 1991 → May 28, 1991
Mabon, Nugent & Co.
BC capacity

Apr 19, 1988 → Apr 30, 1991

Source & corrections

Where this page comes from

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