Matthew William Boren

CRD 4598053 · T. Rowe Price Associates, Inc. · Wilmette, IL

IA RegisteredBroker

Also appears in the source record as: Matt Boren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (11)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Wilmette, IL · IA capacity

Sep 29, 2017 → present
T. Rowe Price Investment Services, Inc.Current
Wilmette, IL · BD capacity

Aug 28, 2014 → present
Nuveen Asset Management, LLC
IA capacity

Sep 1, 2011 → Jun 26, 2014
Nuveen Securities, LLC
BD capacity

Oct 21, 2008 → Jun 26, 2014
Nuveen Fund Advisors, Inc.
IA capacity

Oct 21, 2008 → Sep 1, 2011
Claymore Securities, Inc.
BD capacity

Mar 19, 2007 → Oct 21, 2008
Claymore Advisors, LLC
IA capacity

Mar 19, 2007 → Oct 21, 2008
Ameriprise Financial Services, Inc.
BD capacity

Nov 22, 2005 → Aug 17, 2006
Wells Fargo Investments, LLC
IA capacity

Feb 18, 2005 → Oct 19, 2005
Wells Fargo Investments, LLC
BD capacity

Oct 26, 2004 → Oct 19, 2005
Intersecurities, Inc.
BD capacity

Nov 8, 2002 → Mar 24, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4598053 ↗ FINRA BrokerCheck record for CRD 4598053 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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