Guggenheim Funds Distributors, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 39805
- SEC number
- 801-54810
- Firm type
- RIA
- Assets under management
- $7.8B as of Mar 31, 2026
- Website
- www.guggenheiminvestments.com ↗
- Phone
- 312-357-1007
- Address
- 227 West Monroe Street, Chicago, IL, 60606
Advisors at this firm
83 in our index · page 1 of 2
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Elisabeth Jayne BerryCRD 4701035 · Rockville, MDBroker
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Ramiel BetpoliceCRD 4957344 · Chicago, ILBroker
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Michael Edward BielskiCRD 2251317 · Chicago, ILBroker
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Monica Jennifer BieniewskiCRD 5595253 · Chicago, ILBroker
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Brian Edward BinderCRD 2466834 · Chicago, ILBroker
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Rebecca Newton BowlerCRD 5053781 · New York, NYBroker
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Thomas J BryanCRD 5488255 · Chicago, ILBroker
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Alexander BassCRD 7215982 · Chicago, ILBroker
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James BetoriCRD 7569904 · Chicago, ILBroker
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Alexander Julian BridgeforthCRD 5754592 · New York, NYBroker
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Stratton BrownCRD 7231566 · Chicago, ILBroker
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Stephen Andrew BuckleyCRD 3078931 · Chicago, ILBrokerRegistration inactive
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Ying ChanCRD 4956885 · New York, NYBroker
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Matthew Eric ChenCRD 4855061 · Rockville, MDBroker
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Dominick Nmn CogliandroCRD 1490945 · Bayside, NYBroker
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Gina CostelloCRD 2309373 · Lisle, ILBroker
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Noah CarrollCRD 8056333 · Chicago, ILBroker
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Kelly CastagnoCRD 7123836 · New York, NYBroker
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Scott Russell ChandlerCRD 2121176 · Chicago, ILBrokerRegistration inactiveDisclosure event(s) on record
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Lee Stephen CohenCRD 6175313 · Chicago, ILBroker
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Brian ConryCRD 5982288 · Stamford, CTBroker
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Amy Leigh DammanCRD 2720290 · New York, NYBroker
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William Quinn DifenderferCRD 6075378 · Chicago, ILBroker
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Justin Joseph DoyagaCRD 5463100 · Chicago, ILBroker
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Dennis Jerome DunleavyCRD 1960220 · Chicago, ILBroker
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Todd DangeloCRD 2982047 · Chicago, ILBrokerRegistration inactiveDisclosure event(s) on record
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Ryan Gerard DelissioCRD 6577953 · Chicago, ILBroker
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Michael Russell EppersonCRD 3227795 · Rockville, MDBroker
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Ramiro A FerrerCRD 7594568 · Chicago, ILBroker
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Christopher John HarlinCRD 1833786 · Chicago, ILBroker
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Peter HealyCRD 5131087 · Chicago, ILBrokerRegistration inactive
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Michael Gerard HillsmanCRD 7413477 · Chicago, ILBroker
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William Bennett HuddlestonCRD 5424347 · New York, NYBrokerRegistration inactive
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Zachary Taylor HuwaldCRD 7848376 · New York, NYBroker
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Julie Ann JacquesCRD 5212910 · New York, NYBroker
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Susie Mary JankowskiCRD 2750343 · Lisle, ILBroker
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Jason Gregory JonesCRD 5443622 · Chicago, ILBroker
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Dawn Rose KahlerCRD 1818784 · Rockville, MDBroker
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Jeffrey Duane KeeleCRD 2070700 · Chicago, ILBroker
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Charles Edward KepplerCRD 5476130 · Chicago, ILBroker
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William Todd KorverCRD 4639288 · Chicago, ILBroker
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David Joseph KoscCRD 3196435 · Rockville, MDBroker
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Cory John KushionCRD 4810268 · Bayside, NYBroker
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Holly Paige KonnerCRD 7599329 · New York, NYBroker
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Debra Wynn Landsman-YarosCRD 1434744 · New York, NYBroker
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Jon Watkins LawsonCRD 2418823 · Stamford, CTBroker
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Amy Jo LeeCRD 1161869 · New York, NYBroker
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Alex Juanito LopezCRD 3235129 · Chicago, ILBroker
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Sabrina LiretteCRD 6315454 · New York, NYBroker
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David LoveCRD 4207567 · Santa Monica, CABroker
1–50 of 83Next →
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 39805 ↗
FINRA BrokerCheck record for firm CRD 39805 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.