Sean Michael Lynch
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 22
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- T. Rowe Price Associates, Inc.
- Firm CRD
- 105496
- SEC number
- 801-856
- Assets under management
- $2.2T as of Mar 31, 2026
- Website
- www.troweprice.com ↗
- Phone
- 410-345-2000
- Firm location
- Baltimore, MD, 21231
Employment history (11)
From the source registration record · current first
-
Jan 9, 2018 → present
-
Aug 1, 2014 → present
-
Montage Investments, LLCIA capacityJun 11, 2012 → Oct 31, 2013
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Montage Securities, LLCBD capacityJan 18, 2012 → Oct 25, 2013
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Burch & Company, IncBD capacityFeb 22, 2011 → May 31, 2011
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Alps Distributors, Inc.BD capacityFeb 26, 2010 → Dec 31, 2010
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Waterford Investor Services, Inc.BD capacitySep 25, 2009 → Feb 4, 2010
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Claymore Securities, Inc.BD capacitySep 12, 2005 → Apr 7, 2009
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Claymore Advisors, LLCIA capacitySep 12, 2005 → Nov 4, 2008
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A. G. Edwards & Sons, Inc.IA capacityMar 25, 2004 → Aug 25, 2005
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A. G. Edwards & Sons, Inc.BD capacityMar 11, 2004 → Aug 25, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.