Lauren Elizabeth Metaj
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 17
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Northern Trust Investments, Incorporated
- Firm CRD
- 105780
- SEC number
- 801-33358
- Assets under management
- $1.2T as of Jun 15, 2026
- Website
- www.linkedin.com/COMPANY/NORTHERN-TRUST-ASSET-MANAGEMENT ↗
- Phone
- 312-630-6000
- Firm location
- Chicago, IL, 60603-1008
Employment history (7)
From the source registration record · current first
-
Aug 27, 2018 → present
-
Oct 25, 2016 → present
-
Guggenheim InvestmentsIA capacityFeb 25, 2014 → Oct 20, 2016
-
Guggenheim Funds Distributors, LLCBD capacityNov 13, 2013 → Oct 20, 2016
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Invesco Advisers, Inc.IA capacityJun 13, 2013 → Nov 8, 2013
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Invesco Distributors, Inc.BD capacityApr 25, 2013 → Nov 8, 2013
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Franklin/Templeton Distributors, Inc.BD capacityJul 20, 2009 → Mar 18, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.