Nicholas J Rubino

CRD 6316979 · Charles Schwab Investment Management, Inc · Jersey City, NJ

IA RegisteredRegistration inactive

Also appears in the source record as: Nicholas Joseph Rubino

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (3): Series 65SIESeries 7
Registered states (1): New Jersey
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab Investment Management, Inc
Firm CRD: 106753
SEC number: 801-35905
Assets under management: $1.7T as of Mar 30, 2026
Website: www.thomaspartnersinvestmentmanagement.com ↗
Phone: 800-650-9744
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab Investment Management, IncCurrent
Jersey City, NJ · IA capacity

Dec 12, 2022 → present
Td Ameritrade, Inc.
BD capacity

Apr 18, 2019 → Dec 31, 2023
Td Ameritrade Investment Management, LLC
IA capacity

Apr 22, 2019 → Sep 7, 2023
Td Ameritrade, Inc.
IA capacity

Apr 22, 2019 → Oct 14, 2022
Equinox Group Distributors, LLC
BD capacity

Jan 12, 2017 → Apr 18, 2019
Equinox Institutional Asset Management, LP
IA capacity

Sep 11, 2017 → Dec 31, 2018
Commonwealth Financial Network
BD capacity

Apr 11, 2016 → Nov 10, 2016
Commonwealth Financial Network
IA capacity

Aug 18, 2015 → Nov 10, 2016

Source & corrections

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