Charles Schwab Investment Management, Inc

Firm record

As recorded in SEC IAPD

Firm CRD

106753

SEC number

801-35905

Firm type

RIA

Assets under management

$1.7T as of Mar 30, 2026

Website

www.thomaspartnersinvestmentmanagement.com ↗

Phone

800-650-9744

Address

425 Market Street, San Francisco, CA, 94105

Advisors at this firm

37 in our index · page 1 of 1

• Michal Ryszard BartkiewiczCRD 4128090 · Lone Tree, CO
  IA RegisteredRegistration inactive
• Maximillian BreierCRD 2796077 · New York City, NY
  IA RegisteredRegistration inactive
• Kevin A BoormanCRD 7717405 · Naples, FL
  IA RegisteredRegistration inactive
• Nicole Eileen CalabreseCRD 5775394 · Boston, MA
  IA Registered
• Tamu Elaine DawsonCRD 5277776 · Chicago, IL
  IA RegisteredRegistration inactive
• Viraj DesaiCRD 5349003 · North Bergen, NJ
  IA Registered
• Jason Duane DiefenthalerCRD 4895764 · Naples, FL
  IA Registered
• Brian M DixonCRD 5724698 · Naples, FL
  IA Registered
• Trevor P DurhamCRD 7145010 · Naples, FL
  IA Registered
• Brian Edward FerryCRD 6254901 · Richfield, OH
  IA Registered
• Nicholas E GlennCRD 5066315 · Raleigh, NC
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Daniel W GriffithCRD 7093032 · Lone Tree, CO
  IA Registered
• Matthew Michael GuglieminiCRD 5547194 · Boston, MA
  IA Registered
• Adam GermaineCRD 7480231 · Boston, MA
  IA Registered
• Wendy Ambrosius GrallCRD 5749836 · Lone Tree, CO
  IA RegisteredRegistration inactive
• John Anthony HayekCRD 5793210 · Boston, MA
  IA RegisteredRegistration inactive
• Connor Lee JacobsCRD 6691632 · Lone Tree, CO
  IA RegisteredRegistration inactive
• Kelly JohnsonCRD 4431711 · Marina Del Rey, CA
  IA RegisteredRegistration inactive
  Disclosure event(s) on record
• Matthew Joseph KussCRD 3237056 · Montclair, NJ
  IA Registered
• Sam Griffin LashinCRD 6897361 · Huntersville, NC
  IA RegisteredRegistration inactive
• Cindy LopezCRD 5988219 · Westlake , TX
  IA RegisteredRegistration inactive
• William Patrick McmahonCRD 4280588 · Boston, MA
  IA Registered
• Michael Anthony MorinCRD 4215023 · Boston, MA
  IA Registered
• Russell Paul OwCRD 5387820 · San Francisco, CA
  IA Registered
• Sarjoo Narendra PatelCRD 4473967 · Westlake, TX
  IA RegisteredRegistration inactive
• Jamie L PeekCRD 6700792 · Naples, FL
  IA Registered
• Mathew Todd PettyCRD 5189080 · Lone Tree, CO
  IA Registered
• Tess Montague PapazianCRD 6672175 · Naples, FL
  IA Registered
• Jesse A RendaCRD 7092976 · Naples, FL
  IA Registered
• Nicholas J RubinoCRD 6316979 · Jersey City, NJ
  IA RegisteredRegistration inactive
• Matthew Richard SchooleyCRD 6827866 · Lone Tree, CO
  IA RegisteredRegistration inactive
• James Allan SerhantCRD 2662860 · Boston, MA
  IA Registered
• Christopher SheehanCRD 5716953 · Richfield, OH
  IA Registered
• James Earl StatenCRD 5584697 · Atlanta, GA
  IA RegisteredRegistration inactive
• Ruta StiessCRD 6386499 · Naples, FL
  IA Registered
• Jeffrey M YunCRD 3054034 · Naples, FL
  IA Registered
• Elvis Zhisney ZunigaCRD 6613580 · Westlake, TX
  IA RegisteredRegistration inactive
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.