Rbc Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

103705

SEC number

801-71181

Firm type

RIA

Assets under management

$1.5B as of May 29, 2026

Website

www.cnb.com ↗

Phone

310-888-6400

Address

555 South Flower Street, Los Angeles, CA, 90071

Advisors at this firm

133 in our index · page 1 of 3

• Nicholas AttardCRD 5745647 · New York, NY
  IA RegisteredBroker
• Lori Stone BadgettCRD 4253002 · Los Angeles, CA
  Broker
• Kefira Bar-GolaniCRD 6398589 · Los Angeles, CA
  IA RegisteredBroker
• Richard Joseph BartonCRD 2040869 · New York, NY
  Broker
• Thomas Francis BennettCRD 4201609 · Walnut Creek, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Vibhore BhaskarCRD 5069772 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Santiago Avila BretadoCRD 1945627 · Los Angeles, CA
  Broker
• John Charles BrouillardCRD 5817751 · New York, NY
  IA RegisteredBroker
• Gabrielle BeardCRD 7059031 · Solana Beach, CA
  IA RegisteredBroker
• John Stewart BensonCRD 6492913 · Los Angeles, CA
  Broker
• David Paul BjorndalCRD 3077770 · Irvine, CA
  IA RegisteredBroker
• Brandon BlakeCRD 6602001 · Los Angeles, CA
  Broker
• Carmen CasaleCRD 3126745 · Wyckoff, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Shannon M ChavezCRD 5046813 · Los Angeles, CA
  IA RegisteredBroker
• Michael Anderson CheathamCRD 6057986 · Los Angeles, CA
  IA RegisteredBroker
• Samuel ColonCRD 3234736 · New York, NY
  Broker
• Michael Patrick ComorreCRD 4712556 · Encino, CA
  IA RegisteredBroker
• Basil Edmund ConroyCRD 2225220 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Aleksandra CarrilloCRD 7808875 · Irvine, CA
  IA RegisteredBroker
• Benjamin Kyle CoitCRD 7407206 · Los Angeles, CA
  Broker
• Joseph Patrick DarcyCRD 4083224 · New York, NY
  Broker
• William Gregory DavidsonCRD 5880195 · Irvine, CA
  IA RegisteredBroker
• Emanuel DelgadoCRD 5121841 · Los Angeles, CA
  IA RegisteredBroker
• Marybeth DorioCRD 1985892 · Los Angeles, CA
  Broker
• Patrick Anthony DwyerCRD 4217501 · El Segundo, CA
  IA RegisteredBroker
• Kenneth P. DicairanoCRD 5834421 · New York, NY
  Broker
• Nicole Sayuri EguchiCRD 5751727 · Irvine, CA
  IA RegisteredBroker
• Richard George EngbrechtCRD 4594836 · La Jolla, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jordan EilerCRD 2779616 · Irvine, CA
  BrokerRegistration inactive
• Amr ElgamalCRD 5547161 · Irvine, CA
  IA RegisteredBroker
• Nate ElishaCRD 5772009 · Woodland Hills, CA
  IA RegisteredBroker
• Omar EscarcegaCRD 7415865 · Los Angeles, CA
  Broker
• Armando David FeighlCRD 5232941 · Irvine, CA
  IA RegisteredBroker
• Mark J FlannickCRD 1588853 · Los Angeles, CA
  Broker
• Damon Wallace FrancisCRD 5008388 · La Jolla, CA
  IA RegisteredBroker
• Jeffrey A. FrenchCRD 6495320 · Los Angeles, CA
  Broker
• Amra FaruqiCRD 6410293 · Los Angeles, CA
  IA RegisteredBroker
• Carolyn June FinerCRD 3115019 · New York, NY
  IA RegisteredBroker
• Gary FriedleCRD 7274997 · West Hollywood, CA
  IA RegisteredBroker
• Marisha Yeajin FuscoCRD 5535142 · Irvine, CA
  IA RegisteredBroker
• Amy B GilbertCRD 2605444 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Dipti GoelCRD 5450585 · Los Angeles, CA
  Broker
• Cesar Emiliano GomezCRD 5418137 · Pasadena, CA
  IA RegisteredBroker
• Matthew GuilloryCRD 6407866 · La Jolla, CA
  IA RegisteredBroker
• Bernadette GuinnCRD 2949198 · Las Vegas, NV
  Broker
• Guillermo GuzmanCRD 5754916 · Los Angeles, CA
  IA RegisteredBroker
• Timothy J GallagherCRD 5594063 · Los Angeles, CA
  Broker
• April Garry VergaraCRD 7412541 · Los Angeles, CA
  Broker
• Peter GiaconaCRD 4724448 · Las Vegas, NV
  IA RegisteredBroker
• Kevin GlueckertCRD 6637660 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.