Rbc Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 103705
- SEC number
- 801-71181
- Firm type
- RIA
- Assets under management
- $1.5B as of May 29, 2026
- Website
- www.cnb.com ↗
- Phone
- 310-888-6400
- Address
- 555 South Flower Street, Los Angeles, CA, 90071
Advisors at this firm
133 in our index · page 2 of 3
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Leo Peter HamillCRD 2547211 · Las Vegas, NVIA RegisteredBroker
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Brandy HanCRD 3268692 · Los Angeles, CABroker
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Christopher David HartmanCRD 4389708 · Washington, DCIA RegisteredBroker
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Gibran Kahlil HawkinsCRD 4831502 · Irvine, CABroker
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Christopher Tai Hippisley CoxeCRD 3246542 · Los Angeles, CAIA RegisteredBroker
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Shengda HuangCRD 7429361 · Los Angeles, CABroker
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Dustin W HansenCRD 5599146 · Pasadena, CAIA RegisteredBroker
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Brian Ing Pu HsiehCRD 2634853 · Beverley Hills, CAIA RegisteredBroker
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Stephanie Mae HutchinsonCRD 6883548 · New York, NYBroker
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Christopher JohnsonCRD 5814125 · Irvine, CAIA RegisteredBroker
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Darren Tadashi JungCRD 4538660 · Los Angeles, CABroker
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Cheryl Maria KeilmanCRD 6998764 · San Francisco, CAIA RegisteredBroker
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Craig Douglas KelleyCRD 2603738 · Los Angeles, CAIA RegisteredBroker
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Alyson Margaret KlugCRD 2191846 · Los Angeles, CABroker
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Phitsanu Joson KochaphumCRD 6536422 · Los Angeles, CABroker
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Susan KoronCRD 4695092 · Tarzana, CAIA RegisteredBroker
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Gregg Thomas KoutouvidisCRD 1406506 · Los Angeles, CAIA RegisteredBroker
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Cynthia J KeoughCRD 2513183 · New York, NYBroker
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Ryan N KnernschieldCRD 6170433 · Los Angeles, CABroker
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Nicholas A KongCRD 6563356 · New York, NYIA RegisteredBroker
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Brett Anthony LaneCRD 2436454 · New York, NYBroker
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Erik Kristian LarsenCRD 4516402 · Los Angeles, CAIA RegisteredBroker
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Jennifer Anne LeeCRD 5483077 · Los Angeles, CABrokerRegistration inactive
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Joseph Michael LiguoriCRD 1281797 · Newark, DEBroker
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Peter W LittonCRD 3273569 · La Jolla, CAIA RegisteredBroker
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Laura Elizabeth LogemanCRD 5113900 · Newark, DEBroker
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Patrick LuiCRD 6259593 · Los Angeles, CABroker
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Abraham LopezCRD 4713077 · Los Angeles, CAIA RegisteredBroker
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William John MaguireCRD 2040885 · New York, NYBroker
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Aaron James MalardinoCRD 6215303 · Solana Beach, CAIA RegisteredBroker
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Jeffrey James MangimelliCRD 2970256 · Los Angeles, CABroker
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Tyson MartinCRD 6169055 · Los Angeles, CABroker
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Raymond Anthony MartinezCRD 4484531 · Los Angeles, CAIA RegisteredBroker
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Roy MartinezCRD 5337751 · Montecito, CAIA RegisteredBroker
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Rafael G MendezCRD 4851188 · Torrance, CAIA RegisteredBroker
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Narek MnatsakanianCRD 6352189 · Los Angeles, CAIA RegisteredBroker
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Germon Earl MosleyCRD 6895145 · Los Angeles, CAIA RegisteredBroker
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Carter Whiting MurdochCRD 5801889 · New York, NYBroker
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Farris David MandilawiCRD 5879690 · Los Angeles, CAIA RegisteredBroker
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Luke Alexander MillerCRD 7622045 · Los Angeles, CAIA RegisteredBroker
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Eric Dean NomuraCRD 2038010 · Los Angeles, CAIA RegisteredBroker
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Michael Joseph NunneleeCRD 1712245 · Los Angeles, CAIA RegisteredBroker
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Ivor Patrick O'keeffeCRD 2397120 · New York, NYIA RegisteredBroker
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Amber Kay OrtizCRD 5517017 · Montecito, CAIA RegisteredBroker
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Rafael Antonio PandoCRD 3061784 · Pasadena, CAIA RegisteredBroker
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Margarita PerezCRD 1816434 · Los Angeles, CAIA RegisteredBroker
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Ivan ParryCRD 2063545 · Los Angeles, CAIA RegisteredBroker
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Chiragkumar B PatelCRD 4551482 · Los Angeles, CABroker
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Keely Kathleen PatridgeCRD 2943828 · Los Angeles, CAIA RegisteredBroker
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Danyelle Christine ProanoCRD 7000491 · Beverly Hills, CAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 103705 ↗
FINRA BrokerCheck record for firm CRD 103705 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.