Rbc Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

103705

SEC number

801-71181

Firm type

RIA

Assets under management

$1.5B as of May 29, 2026

Website

www.cnb.com ↗

Phone

310-888-6400

Address

555 South Flower Street, Los Angeles, CA, 90071

Advisors at this firm

133 in our index · page 3 of 3

• Paniz RaeisiCRD 6497496 · Los Angeles, CA
  IA RegisteredBroker
• Karen Anne Reynolds-SharkeyCRD 2767558 · New York, NY
  IA RegisteredBroker
• David RheeCRD 6937244 · Los Angeles, CA
  Broker
• Cheryl A RigaliCRD 5143772 · Pasadena, CA
  IA RegisteredBroker
• Sara Kiyomi RitterCRD 2920751 · Los Angeles, CA
  IA RegisteredBroker
• Wayne George RogersCRD 4362789 · Los Angeles, CA
  IA RegisteredBroker
• Cynthia Lyman RogersCRD 4284514 · Los Angeles, CA
  Broker
• Justin J RowleyCRD 5791030 · Los Angeles, CA
  Broker
• Luis M SanchezCRD 7467273 · Pasadena, CA
  Broker
• Bryant Gilbert SaydahCRD 2307810 · Los Angeles, CA
  IA RegisteredBroker
• Rafael Lamar ScrogginsCRD 4928561 · San Francisco, CA
  IA RegisteredBroker
• Louis Dominick SerioCRD 4675487 · Los Angeles, CA
  Broker
• David Brian ShmulewitzCRD 2665160 · Los Angeles, CA
  Broker
• Marjan ShokriCRD 4330565 · Los Angeles, CA
  IA RegisteredBroker
• Daniel ShulmanCRD 6366234 · New York, NY
  BrokerRegistration inactive
• Victor Manuel SilvaCRD 4731462 · Los Angeles, CA
  Broker
• Richard Allison SmithCRD 2310922 · Beverly Hills, CA
  Broker
• Matthew SteigerCRD 2739433 · Los Angeles, CA
  IA RegisteredBroker
• Haroon SattariCRD 6247156 · Walnut Creek, CA
  IA RegisteredBroker
• Jason Howard SchwartzCRD 4867731 · New York, NY
  Broker
• Stephen Maxwell SherlineCRD 2212153 · Los Angeles, CA
  Broker
• Bryan S SimsCRD 5865106 · Los Angeles, CA
  IA RegisteredBroker
• David Matthew TerrellCRD 2664827 · Los Angeles, CA
  IA RegisteredBroker
• Vincent TropeaCRD 2467447 · Glendale, CA
  IA RegisteredBroker
• Sara TestaCRD 6100034 · Los Angeles, CA
  Broker
• Anthony ViducicCRD 4910111 · New York, NY
  IA RegisteredBroker
• Andrew Jason WachnerCRD 5424762 · San Francisco, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Christianne Marie WitragoCRD 7449613 · Los Angeles, CA
  IA RegisteredBroker
• Nancy Mon-Ying WongCRD 6040385 · Los Angeles, CA
  Broker
• Leah WoodsCRD 7009832 · Los Angeles, CA
  IA RegisteredBroker
• Albert YanezCRD 4354836 · Los Angeles, CA
  IA RegisteredBroker
• Nick ZappiaCRD 2808542 · Los Angeles, CA
  Broker
• Valerie ZeigherCRD 2819465 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.