Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 108 of 132
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Nicholas John SkorskiCRD 4489249 · Golden, COIA RegisteredBroker
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Ronald SkowronskyCRD 4824642 · Avon, OHIA RegisteredBroker
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Kimberly Anne SlackCRD 4366281 · Shreveport, LAIA RegisteredBroker
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William Francis SlatteryCRD 709850 · Gilford, NHIA RegisteredBrokerDisclosure event(s) on record
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James J SlawskiCRD 4746682 · Schaumburg, ILIA RegisteredBroker
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Judith Cheryl SlawskyCRD 1056600 · Honolulu, HIIA RegisteredBroker
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Roger Mclellan SloanCRD 3149746 · Dillon, SCIA RegisteredBroker
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Francis Gibbons Sloan IIICRD 2937385 · Midlothian, VAIA RegisteredBroker
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Kathleen E. SmallCRD 4866484 · Port Saint Lucie, FLIA RegisteredBrokerDisclosure event(s) on record
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Shane Michael SmallCRD 5458323 · Hagerstown, MDIA RegisteredBroker
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Louis Mark SmalleCRD 426683 · Centennial, COIA RegisteredBroker
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Jeffrey Richard SmiejekCRD 5589616 · Elk Grove Village, ILIA RegisteredBroker
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Peter SmilovskyCRD 4611749 · Tavernier, FLIA RegisteredBroker
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Ivan SmirnouCRD 6649912 · Dubuque, IAIA RegisteredBroker
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Andre Lamont SmithCRD 5881100 · Indianapolis, INIA RegisteredBroker
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Andrew Thompson SmithCRD 6327869 · Gadsden, ALIA RegisteredBroker
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Brian Daniel SmithCRD 5279962 · Apple Valley, MNIA RegisteredBroker
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Charles A SmithCRD 2872347 · Duquoin, ILIA RegisteredBroker
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Christopher Tod SmithCRD 4067572 · Decatur, ALIA RegisteredBroker
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David Carl SmithCRD 1370586 · Medford, ORIA RegisteredBroker
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Donald Jay SmithCRD 837936 · Midland, MIIA RegisteredBrokerDisclosure event(s) on record
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Donald Lee SmithCRD 3054564 · Lawton, OKIA RegisteredBroker
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Eugene Carroll SmithCRD 1003466 · Goldsboro, NCIA RegisteredBrokerDisclosure event(s) on record
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Gary Aben SmithCRD 1852366 · Oceanside, NYIA RegisteredBroker
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George William SmithCRD 6220059 · Pekin, ILIA RegisteredBroker
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Jade Vincent SmithCRD 4453796 · Wichita, KSIA RegisteredBroker
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James Jerome SmithCRD 852708 · Louisville, KYIA RegisteredBroker
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James Andrew SmithCRD 1042591 · Iowa City, IAIA RegisteredBrokerDisclosure event(s) on record
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James Anthony SmithCRD 6429245 · Nashville, TNIA RegisteredBroker
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Jeremy Charles SmithCRD 4873325 · Brentwood, TNIA RegisteredBrokerDisclosure event(s) on record
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Jill Suzette SmithCRD 4517001 · Hoover, ALIA RegisteredBroker
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Jonathan Chad SmithCRD 5796572 · West Jefferson, NCIA RegisteredBroker
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Julia Marie SmithCRD 5328623 · Louisville, KYIA RegisteredBroker
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Justin J SmithCRD 5583902 · Fort Myers, FLIA RegisteredBroker
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Kasey Lynn SmithCRD 7652443 · Huntsville, ALIA RegisteredBroker
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Kenneth Lee SmithCRD 7235973 · Franklin, TNIA RegisteredBrokerDisclosure event(s) on record
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Kolby R SmithCRD 5967798 · Omaha, NEIA RegisteredBroker
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Kuumba SmithCRD 5131360 · Allen, TXIA RegisteredBroker
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Leon Francis SmithCRD 2555443 · Valencia, CAIA RegisteredBroker
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Megan Marie SmithCRD 6256150 · Tamaqua, PAIA RegisteredBroker
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Michel D. SmithCRD 4825208 · Bellevue, WAIA RegisteredBroker
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Nicolas Jason SmithCRD 5185752 · Elberton, GAIA RegisteredBrokerDisclosure event(s) on record
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Paul Joseph SmithCRD 2175854 · Oakwood Hills, ILIA RegisteredBrokerDisclosure event(s) on record
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Randall James SmithCRD 4833984 · El Paso, TXIA RegisteredBroker
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Richard Thomas SmithCRD 2569454 · Forney, TXIA RegisteredBroker
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Robert Michael SmithCRD 800331 · Canonsburg, PAIA RegisteredBrokerDisclosure event(s) on record
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Robert Reid SmithCRD 4835425 · Denham Springs, LAIA RegisteredBroker
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Ronald Gregory SmithCRD 5099531 · Orem, UTIA RegisteredBroker
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Scott Paul SmithCRD 4800498 · Charlotte, NCIA RegisteredBroker
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Skylar Wayne SmithCRD 6030350 · Springfield, MOIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.