Cetera Investment Advisers LLC

Firm record

As recorded in SEC IAPD

Firm CRD

105644

SEC number

801-20406

Firm type

RIA

Assets under management

$256.8B as of Jun 8, 2026

Website

www.ceterafinancialspecialists.com ↗

Phone

310-257-7880

Address

1450 American Lane, Schaumburg, IL, 60173-2096

Advisors at this firm

6,560 in our index · page 109 of 132

• Stanley Joseph SmithCRD 1180473 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Richard SmithCRD 2632131 · Fort Myers, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Bruce SmithCRD 4666479 · Manhattan, KS
  IA RegisteredBroker
• Thomas Lamar SmithCRD 2256674 · Gadsden, AL
  IA RegisteredBroker
• Thomas Michael SmithCRD 4743030 · Washington, NJ
  IA RegisteredBroker
• Timothy John SmithCRD 1903205 · Georgetown, CT
  IA RegisteredBroker
• Andrew M SmokerCRD 6078487 · Leola, PA
  IA RegisteredBroker
• William SmoltinoCRD 4834762 · Brooklyn, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Nicholas Patrick SmutneyCRD 6772063 · Bridgeville, PA
  IA RegisteredBroker
• Heather Woody SneadCRD 5014925 · Midlothian, VA
  IA RegisteredBroker
• Gemma Teresa SnellCRD 4637002 · Newport Beach, CA
  IA RegisteredBroker
• Eric Edward SnodgrassCRD 4671220 · Wheeling, WV
  IA RegisteredBroker
• Joey Porfirio SnyderCRD 5815958 · Mechanicsville, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Francis George SobieskiCRD 6003326 · South Deerfield, MA
  IA RegisteredBroker
• Yana Romonovna SogolovCRD 3182850 · Pleasantville, NY
  IA RegisteredBroker
• Robert Alexander SolleyCRD 2079020 · Alpharetta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Tenney SolomonCRD 6264660 · Queen Creek, AZ
  IA RegisteredBroker
• Mitchell S SolomonCRD 2801719 · Pearl River, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Jennifer Lynn SoltisCRD 3143883 · Cleveland, OH
  IA RegisteredBroker
• Terrance Lee SonnenfeldCRD 2216263 · Edina, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter Alan SorensenCRD 1454231 · Estero, FL
  IA RegisteredBroker
• Thomas Matthew SorrelsCRD 5944666 · Gulfport, MS
  IA RegisteredBroker
• David William SosaCRD 6725101 · Orlando, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Joseph SosaCRD 1743743 · Jackson, NJ
  IA RegisteredBroker
• Liliana Espinoza SotoCRD 5085336 · Fullerton, CA
  IA RegisteredBroker
• Ronnie John SotoCRD 2058674 · Salem, OR
  IA RegisteredBroker
• John Michael SoucyCRD 4063825 · West Warwick, RI
  IA RegisteredBroker
• John B SoutherlandCRD 2809833 · Oklahoma City, OK
  IA RegisteredBroker
• Andrew Jeffrey SouthworthCRD 2764040 · Louisville, KY
  IA RegisteredBroker
  Disclosure event(s) on record
• Fred William SowatzkaCRD 2155866 · Inver Grove Heights, MN
  IA RegisteredBroker
• Clayton Stuart SowderCRD 5870254 · Brentwood, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Susan Davidson SpanglerCRD 3113313 · Broomfield, CO
  IA RegisteredBroker
• Julie SparrowCRD 6163056 · Chepachet, RI
  IA RegisteredBroker
• Craig Kennedy SpawnCRD 2247795 · Bellvue, CO
  IA RegisteredBroker
• Steve John SpeldeCRD 5125950 · Indianapolis, IN
  IA RegisteredBroker
• Alan SpencerCRD 1893795 · Allen, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Noel Courtney SpencerCRD 2320549 · Goshen, NY
  IA RegisteredBroker
• Steven John SpieldennerCRD 2012087 · Sylvania, OH
  IA RegisteredBroker
• Marc Dean SpinnerCRD 2727461 · Kennewick, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Alan SpivackCRD 1793038 · New York, NY
  IA RegisteredBroker
• Jason Allan SpiveyCRD 5758941 · Madison, AL
  IA RegisteredBroker
• Yancy Dwayne SpiveyCRD 5434377 · Duncan, OK
  IA RegisteredBroker
  Disclosure event(s) on record
• Eric Joseph SplaverCRD 5822852 · Tempe, AZ
  IA RegisteredBroker
• Rodney James SpradlinCRD 2552773 · Concord, CA
  IA RegisteredBroker
• Justin James SprakerCRD 4549463 · Clifton Park, NY
  IA RegisteredBroker
• Wayne Edward SprengerCRD 1210019 · Colorado Springs, CO
  IA RegisteredBroker
• Thomas William SpringerCRD 4332936 · Fort Worth, TX
  IA RegisteredBroker
• Jake Norman SpruiellCRD 3145657 · San Antonio, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Michelle C SquareCRD 2823301 · Southampton, NJ
  IA RegisteredBroker
• Patrick Hugh SreenanCRD 3101907 · Lighthouse Point, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.