Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 113 of 132
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Jeffery Dale SchlenkerCRD 2660522 · Spokane, WAIA RegisteredBroker
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John SchlotzCRD 4125007 · Frisco, TXIA RegisteredBroker
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Johann SchneiderCRD 5879773 · Sandpoint, IDIA RegisteredBroker
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Thomas Joseph SchoettleCRD 7423846 · San Diego, CAIA RegisteredBroker
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Anette Schol-BermelCRD 2746313 · La Mesa, CAIA RegisteredBroker
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Logan Jacob Paul SchragCRD 6801704 · Mcpherson, KSIA RegisteredBroker
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Steven Joseph SchreinerCRD 7295476 · Wausau, WIIA RegisteredBroker
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Andrew SchroederCRD 7294432 · Ottawa, OHIA RegisteredBroker
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Steven Eric SchrollCRD 5577166 · Hartville, OHIA RegisteredBroker
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Thomas Wayne SchugCRD 6758699 · Manitowoc, WIIA RegisteredBroker
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Bart Warner SchulteCRD 4060856 · Camdenton, MOIA RegisteredRegistration inactive
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William Charles SchumannCRD 1604894 · Wheaton, ILRegistration inactiveDisclosure event(s) on record
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Michael Garret SchutzaCRD 7256953 · Benton, LAIA RegisteredBroker
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Kai Paul SchwartzCRD 7854832 · Logan, UTIA RegisteredBroker
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Alexander James SchwarzCRD 7745668 · Melbourne, FLIA RegisteredBroker
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Kristin L SciannaCRD 4422533 · Woodbridge, CTRegistration inactiveDisclosure event(s) on record
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Michael Anthony ScordoCRD 7982655 · Merrick, NYIA RegisteredBroker
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Crystal ScottCRD 4322617 · Cedar Hill, TXIA RegisteredBroker
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Michael J ScottCRD 6484084 · Mechanicsburg, PAIA RegisteredBroker
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Michael Angelo ScutariCRD 7276218 · Millsboro, DEIA RegisteredBroker
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Brian Michael SearsCRD 6827594 · Saint Joseph, MOIA RegisteredBroker
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Dan David SeedsCRD 5477208 · Dallas, TXIA RegisteredBroker
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Justin SeeleyCRD 7770303 · Beloit, WIIA RegisteredBroker
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Samantha Sue SeeleyCRD 7273956 · Delta, COIA RegisteredBroker
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Keaton Tyler SeelyeCRD 7950341 · Clarksville, INIA RegisteredBroker
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Joseph SensiCRD 2493771 · Hamilton, NJIA RegisteredRegistration inactive
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Murat SensoyCRD 5471567 · Wall, NJIA RegisteredBroker
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Stephanie Marie SerafinCRD 7257378 · Sanatoga, PAIA RegisteredBroker
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Linda Susan SerraCRD 2834766 · Miami, FLIA RegisteredBroker
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Roy SetoCRD 7673432 · Whittier, CAIA RegisteredBroker
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Travis Steven SeversonCRD 5574012 · Indianapolis, INIA RegisteredBroker
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Daniel SextonCRD 7806085 · South Bend, INIA RegisteredBroker
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Abraham Tenneson SeybertCRD 8104670 · Scottsdale, AZIA RegisteredBroker
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Antowon ShadeCRD 7322823 · Dallas, TXIA RegisteredBroker
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Naimesh ShahCRD 7269317 · Schaumburg, ILIA RegisteredBroker
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Sydney L ShahCRD 7711674 · Saint Paul, MNIA RegisteredBroker
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John Michael ShallCRD 3162834 · Staten Island, NYIA RegisteredBroker
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Courtney Huijuan ShanCRD 7241200 · Torrance, CAIA RegisteredBrokerDisclosure event(s) on record
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Nicole ShaoCRD 6481073 · Pasadena, CAIA RegisteredBroker
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Joshua ShapiroCRD 4681986 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
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Terence SharmaCRD 4786289 · Overland Park, KSIA RegisteredBroker
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Jonathan SharpCRD 7976924 · Mountain View, HIIA RegisteredBroker
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Benjamin Hunter ShawCRD 7646470 · Hanover, PAIA RegisteredBroker
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David A ShawCRD 5337265 · Manasquan, NJIA RegisteredBrokerDisclosure event(s) on record
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Jacob ShawCRD 8217417 · Jacksonville, FLIA RegisteredBroker
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Susan Patricia ShawCRD 5728842 · Yuba City, CAIA RegisteredBroker
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Joseph Alexander ShenkCRD 5088771 · Crozet, VAIA RegisteredBroker
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Daniel Alan ShepardCRD 6777728 · Clarksville, INIA RegisteredBroker
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Renee ShephardCRD 7464468 · Pampa, TXIA RegisteredBroker
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Lori Patricia ShermanCRD 4634121 · Whittier, CAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 25, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.