Cetera Investment Advisers LLC

Firm record

As recorded in SEC IAPD

Firm CRD

105644

SEC number

801-20406

Firm type

RIA

Assets under management

$256.8B as of Jun 8, 2026

Website

www.ceterafinancialspecialists.com ↗

Phone

310-257-7880

Address

1450 American Lane, Schaumburg, IL, 60173-2096

Advisors at this firm

6,560 in our index · page 114 of 132

• Mark C ShermanCRD 6744011 · Noblesville, IN
  IA RegisteredBroker
• Traci SherrodCRD 4321192 · La Mesa, CA
  IA RegisteredBroker
• Justin Paul ShetlerCRD 7461824 · Wooster, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Hui-Wen ShihCRD 4567969 · Newport Beach, CA
  IA RegisteredBroker
• James ShipeCRD 7033286 · Westlake Village, CA
  IA RegisteredBroker
• Zachary Tyler ShortCRD 6995238 · Houston, TX
  IA RegisteredBroker
• John Ralph ShowalterCRD 3110703 · Waynesboro, VA
  IA RegisteredBroker
• Matthew ShuttCRD 7872463 · Camp Hill, PA
  IA RegisteredBroker
• Tod Ashley SiedellCRD 5400582 · Azle, TX
  IA RegisteredBroker
• Steven Joseph SiepakCRD 2515292 · El Segundo, CA
  IA RegisteredBroker
• Alexander James SierraCRD 6685009 · Pasadena, CA
  IA RegisteredBroker
• Matthew Joseph SiersCRD 7494313 · St Cloud, MN
  IA RegisteredBroker
• Benjamin Charles SieversCRD 7621345 · Omaha, NE
  IA RegisteredBroker
• Brett C SikorskiCRD 7045723 · Greenfield, WI
  IA RegisteredBroker
• Nicholas SiliverdesCRD 8125588 · Wall, NJ
  IA RegisteredBroker
• Daniel Joseph SilvaCRD 2846524 · St Cloud, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Grant Tyler SilvermanCRD 6698883 · San Francisco, CA
  IA RegisteredBroker
• Tyler Joseph SimmonsCRD 7239976 · St Louis, MO
  IA RegisteredBroker
• Peter Darnell SimonCRD 6750573 · Beaumont, TX
  IA RegisteredBroker
• Amy Mcnally SimpsonCRD 7980330 · Indianapolis, IN
  IA RegisteredBroker
• Kyle A SingerCRD 7708317 · Gilbert, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Saket SinghCRD 6321821 · Dallas, TX
  IA RegisteredBroker
• Raymond Wayne SkinnerCRD 3011361 · Birmingham, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Shane Yaro SkuhrovecCRD 7799689 · Westlake, OH
  IA RegisteredBroker
• Brian Bradford SlaterCRD 2768313 · Lansdale, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Pamela Jean Gilkey SlattenCRD 5045460 · Indianapolis, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacy SlawnikowskiCRD 6719290 · Dallas, TX
  IA RegisteredBroker
• Christopher Ray SmithCRD 4868875 · Florence, AL
  IA RegisteredBroker
• Colton SmithCRD 7712826 · Florence, AL
  IA RegisteredBroker
• Frank J SmithCRD 1820321 · Williamsburg, VA
  IA RegisteredBroker
• Joseph Daniel SmithCRD 1942758 · Scottsdale, AZ
  IA Registered
• Justice Tre SmithCRD 6915794 · Philadelphia, PA
  IA RegisteredBroker
• Leslie Charles SmithCRD 1803943 · Syracuse, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Megan Marie SmithCRD 7154399 · Billings, MT
  IA RegisteredBroker
• Michael Thomas SmithCRD 7582183 · Mt. Arlington, NJ
  IA RegisteredBroker
• Noah Austin SmithCRD 7216118 · Atlanta, GA
  IA RegisteredBroker
• Phillip Bruce SmithCRD 6769937 · Eugene, OR
  IA RegisteredBroker
• Robert Abram SmithCRD 4538567 · Birmingham, AL
  IA RegisteredBroker
• Robert Mark SmithCRD 3086359 · Jackson, MI
  IA RegisteredBroker
• Ronda Sue SmithCRD 3274905 · Billings, MT
  IA RegisteredBroker
• Samuel Tyrone SmithCRD 5219742 · South Plainfield, NJ
  IA RegisteredBroker
• Spencer Andrew SmithCRD 8095716 · Canfield, OH
  IA RegisteredBroker
• Susan Lyn SmithCRD 5346098 · Dallas, TX
  IA RegisteredBroker
• Zachary Ty SmithCRD 7266746 · Phoenix, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Nathan Glenn SnowCRD 7814137 · Milledgeville, GA
  IA RegisteredBroker
• Brett Steven SobolikCRD 6039837 · Hallock, MN
  IA RegisteredBroker
• Quin Ferraren SolamoCRD 2664141 · El Segundo, CA
  IA RegisteredBroker
• Stephen Henry SolleyCRD 7910908 · Alpharetta, GA
  IA RegisteredBroker
• Michael Robert SosaCRD 7228194 · Jackson, NJ
  IA RegisteredBroker
• Michael SotoCRD 6831891 · Enfield, CT
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 25, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.