Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 58 of 132
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Seth Andrew JohnsonCRD 7748351 · Omaha, NERegistration inactive
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Stuart Leroy JohnsonCRD 4538724 · Monrovia, CAIA RegisteredBroker
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William Andrew JohnstoneCRD 2954128 · Cockeysville, MDIA RegisteredBrokerDisclosure event(s) on record
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Grace Katherine JonesCRD 7650347 · Sandy, UTIA RegisteredBroker
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Maurice Axavier JonesCRD 7153718 · Saint Paul, MNIA Registered
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Timothy Andrew JonesCRD 2330991 · Orlando, FLIA RegisteredBroker
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Thomas William JostenCRD 7821214 · Schaumburg, ILIA RegisteredBroker
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Mark Edward JoynerCRD 2791814 · Paducah, KYIA RegisteredBrokerDisclosure event(s) on record
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Nathan JoynerCRD 7668241 · Centralia, WAIA RegisteredBroker
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David Anthony JuechterCRD 7440384 · Tarrytown, NYIA RegisteredBroker
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James Ray JulianCRD 1038299 · Carmel, INIA RegisteredBroker
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Pamela S JustusCRD 6993766 · Milwaukee, WIIA RegisteredBroker
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Stephen Joseph KachCRD 2078228 · Shillington, PAIA RegisteredBroker
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Mark David KaczmarekCRD 4908493 · Winter Park, FLIA RegisteredBroker
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Andrew Louis KadalaCRD 2358123 · Annapolis, MDIA RegisteredBrokerDisclosure event(s) on record
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Marsha Ann KademianCRD 1018201 · Milwaukee, WIIA RegisteredBroker
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Robert Stephen KadilakCRD 1122486 · Aliquippa, PAIA RegisteredBroker
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Sandra Renee KadisakCRD 2104825 · Chanhassen, MNIA RegisteredBroker
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Kyle Katsumi KagimotoCRD 2925281 · Honolulu, HIIA RegisteredBroker
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Mitchell Scott KahnCRD 2358007 · Tarrytown, NYIA RegisteredBrokerDisclosure event(s) on record
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Christopher Cho KaiCRD 7259372 · Aiea, HIIA RegisteredBroker
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Robert Leland KailesCRD 1300852 · Playa Del Rey, CAIA RegisteredBroker
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Clint Eric KakkuriCRD 4403670 · Negaunee, MIIA RegisteredBrokerDisclosure event(s) on record
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Eric N KalealCRD 5734542 · Mentor, OHIA RegisteredBroker
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John KalianovCRD 1359500 · Laguna Niguel, CAIA RegisteredBroker
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Peter Michael KalinCRD 3097799 · Morris Plains, NJIA RegisteredBrokerDisclosure event(s) on record
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Eric Simon KallalCRD 6117528 · Bloomington, MNIA RegisteredBroker
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Katie-Lee KallinCRD 5073434 · Westborough, MAIA RegisteredBroker
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Kathleen Joyce KaloskyCRD 4507967 · Boardman, OHIA RegisteredBroker
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David Charles KaluzaCRD 3146466 · St Cloud, MNIA RegisteredBroker
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Eric Andrew KammererCRD 4275876 · Greenwood Village, COIA RegisteredBrokerDisclosure event(s) on record
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Scott Alan KanaiCRD 2081858 · Grand Rapids, MIIA RegisteredBroker
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Emmanuil M KandinovCRD 5970693 · Phoenix, AZIA RegisteredBroker
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Robert Christopher KaneCRD 1517293 · Florham Park, NJIA RegisteredBroker
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Michael Andrew KanikCRD 4666797 · Lees Summit, MOIA RegisteredBroker
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Chad Edward KannadyCRD 4723190 · Denham Springs, LAIA RegisteredBroker
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Eileen Rose KanoskiCRD 2574785 · Mascoutah, ILIA RegisteredBroker
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Steven Scott KanouseCRD 3237811 · Riverside, CAIA RegisteredBroker
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Robert Ross KantorCRD 5488830 · Mandeville, LAIA RegisteredBroker
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Steven Bradley KantzCRD 2715107 · Pittsburgh, PAIA RegisteredBroker
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Leonard William KaplanCRD 1092465 · Shrewsbury, PAIA RegisteredBroker
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Robert KaplanCRD 5182105 · New York, NYIA RegisteredBroker
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Mallory Ann KapperCRD 7209614 · Olney, ILIA RegisteredBroker
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Ronald John KapraunCRD 2015974 · Schaumburg, ILIA RegisteredBrokerDisclosure event(s) on record
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Thomas James KarabinusCRD 1578964 · Belvidere, NJIA RegisteredBroker
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Nicholas H KaradimasCRD 4339551 · Oradell, NJIA RegisteredBroker
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Andrew Robert KarlsonCRD 4524280 · Edina, MNIA RegisteredBroker
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David John KarlsonCRD 4229938 · Milwaukee, WIIA RegisteredBroker
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Solomon Mark KarmelCRD 4522329 · Bellevue, WAIA RegisteredBrokerDisclosure event(s) on record
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John Joseph KarpinskyCRD 1745643 · Edina, MNIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.