Cetera Investment Advisers LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 105644
- SEC number
- 801-20406
- Firm type
- RIA
- Assets under management
- $256.8B as of Jun 8, 2026
- Website
- www.ceterafinancialspecialists.com ↗
- Phone
- 310-257-7880
- Address
- 1450 American Lane, Schaumburg, IL, 60173-2096
Advisors at this firm
6,560 in our index · page 59 of 132
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John Joseph KarpinskyCRD 1745643 · Edina, MNIA RegisteredBrokerDisclosure event(s) on record
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Darin Hart KarstetterCRD 2652481 · Omaha, NEIA RegisteredBroker
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Chikako KashinoCRD 2738091 · Redondo Beach, CAIA RegisteredBrokerDisclosure event(s) on record
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Yechezkel Elchanan KasnettCRD 5131448 · Tarrytown, NYIA RegisteredBroker
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Richard Craig KasprakCRD 837176 · Mt. Pleasant, SCIA RegisteredBrokerDisclosure event(s) on record
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Joseph Thomas KassoufCRD 5865714 · Birmingham, ALIA RegisteredBroker
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Thomas Edward KatulaCRD 2498789 · Bolingbrook, ILIA RegisteredBroker
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Brad Alexander KatzCRD 2867378 · Fairfield, NJIA RegisteredBroker
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Bruce J KatzCRD 1181176 · Sunrise, FLIA RegisteredBroker
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Susan Danby KaubleCRD 1539180 · Eugene, ORIA RegisteredBroker
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Adam Joseph KauferCRD 5985449 · Wallingford, PAIA RegisteredBroker
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Michael Lee KavanaughCRD 2382091 · San Jose, CAIA RegisteredBroker
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Steven Arthur KayCRD 1041754 · Danville, CAIA RegisteredBrokerDisclosure event(s) on record
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Cihangir KayaCRD 4802592 · Boca Raton, FLIA RegisteredBroker
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Ali KazemiCRD 1546765 · Piedmont, CAIA RegisteredBrokerDisclosure event(s) on record
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Adam Mark KazinecCRD 5534012 · Atlanta, GAIA RegisteredBroker
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Norman Thomas KaznicaCRD 6802655 · Maple Shade, NJIA RegisteredBroker
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Sean Thomas KeatingCRD 4309000 · Tinton Falls, NJIA RegisteredBroker
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Naaleialoha Julia KeaunuiCRD 3270836 · Honolulu, HIIA RegisteredBroker
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Kristen J KeckeisenCRD 6159557 · Los Angeles, CAIA RegisteredBroker
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Ronald Huston KeeblerCRD 1557887 · Delray Beach, FLIA RegisteredBrokerDisclosure event(s) on record
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David Raymond KeefeCRD 2749505 · Tucson, AZIA RegisteredBroker
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Leo Thomas KehoeCRD 5697337 · Whitestone, NYIA RegisteredBroker
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Thomas Lyle KehoeCRD 3004150 · New Port Richey, FLIA RegisteredBrokerDisclosure event(s) on record
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Brian Paul KeichCRD 5611369 · Jim Thorpe, PAIA RegisteredBroker
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Mark David KeitelCRD 5265556 · Tampa, FLIA RegisteredBroker
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Jason Bradley KeithCRD 5288021 · Panama City, FLIA RegisteredBroker
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Bobby Botsford KellamCRD 4134069 · Benton, ARIA RegisteredBroker
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Dennis KelleherCRD 1180619 · Rockville Centre, NYIA RegisteredBroker
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Edward Michael KelleherCRD 2878777 · Cliffwood, NJIA RegisteredBroker
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Neil KellenCRD 7947591 · Golden, COIA RegisteredBroker
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Christopher Michael KellettCRD 4607175 · Minnetonka, MNIA RegisteredBroker
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Daren Wayne KelleyCRD 5686713 · Bangor, MEIA RegisteredBroker
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Jonathan Russell KelleyCRD 4034111 · Lakewood, COIA RegisteredBroker
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Matthew Paul KelleyCRD 4848357 · Port Jefferson, NYIA RegisteredBroker
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Wheat Andrew KelleyCRD 1785019 · Phenix City, ALIA RegisteredBrokerDisclosure event(s) on record
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Adam Pierce KellyCRD 6245449 · Brentwood, TNIA RegisteredBroker
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Cole Daniel KellyCRD 4481799 · Chanhassen, MNIA RegisteredBroker
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Diane Schafer KellyCRD 808647 · Tolland, CTIA RegisteredBrokerDisclosure event(s) on record
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Matthew Howard KellyCRD 2223138 · Independence, OHIA RegisteredBroker
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Samuel L KellyCRD 5789018 · Conyers, GAIA RegisteredBroker
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Tony Bryan KellyCRD 5702262 · Manalapan, NJIA RegisteredBroker
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Richard Carlton KelseyCRD 4104683 · Madelia, MNIA RegisteredBroker
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Daniel Joe KennedyCRD 1593623 · Huntington, INIA RegisteredBroker
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Ryan Christopher KennedyCRD 4301109 · West Hartford, CTIA RegisteredBroker
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Hayley L KennonCRD 4843127 · Oklahoma City, OKIA RegisteredBroker
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Alan Eric KentCRD 2300301 · Alexandria, LAIA RegisteredBroker
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Lloyd Earnshaw KentCRD 4452265 · Mesa, AZIA RegisteredBrokerDisclosure event(s) on record
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Harry John KeppertCRD 2957020 · Port Orchard, WAIA RegisteredBroker
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Lindsey Wolf KerberCRD 4561133 · St Louis, MOIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 105644 ↗
FINRA BrokerCheck record for firm CRD 105644 ↗
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Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.