Prospera Financial Services, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

10740

SEC number

801-65845

Firm type

RIA

Assets under management

$12.4B as of Sep 30, 2025

Website

twitter.com/PROSPERAFINSVCS ↗

Phone

972-581-3000

Address

5429 Lbj Freeway, Dallas, TX, 75240

Advisors at this firm

243 in our index · page 2 of 5

• Joseph Thomas CrapanzanoCRD 7899510 · Mandeville, LA
  IA RegisteredBroker
• Alana Kay DavisCRD 6211722 · Crown Point, IN
  IA RegisteredBroker
• Jeremy Ryan DayCRD 6173370 · Weatherford, TX
  IA RegisteredBroker
• Jimmy Rhea DayCRD 2126158 · Weatherford, TX
  IA RegisteredBroker
• Mark Richard DelpCRD 4410139 · Irvine, CA
  IA RegisteredBroker
• Kristina Renee DunnCRD 4505389 · Cumberland, MD
  IA RegisteredBroker
• Mccall Mcguire DykeCRD 4689921 · Mt Pleasant, TX
  IA RegisteredBroker
• Peter Norman DeluykerCRD 6669924 · Visalia, CA
  IA RegisteredBroker
• Michael Anthony DuboiseCRD 4553531 · Los Ranchos, NM
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel Swift EdmundsCRD 1463989 · Knoxville, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Tim Alan EdwardsCRD 1569619 · Dallas, TX
  IA RegisteredBroker
• Mark Adam EriksenCRD 2083621 · Clarkston, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Charles Leon EvansCRD 202828 · Plano, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Jessica Rose EbuenCRD 5916776 · Dallas, TX
  IA RegisteredBroker
• Luke EdwardsCRD 7269860 · Dallas, TX
  Broker
• Brian Joseph FeesCRD 5183137 · Gonzales, TX
  IA RegisteredBroker
• Richard Edward FennemaCRD 2579988 · Irving, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• William Thomas FergusonCRD 5692020 · Mt Pleasant, TX
  IA RegisteredBroker
• Ralph John FetrowCRD 3192637 · Harrisburg, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Sean FlanaganCRD 2634538 · White Plains, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Robin Rae ForemanCRD 1529728 · Cumberland, MD
  IA RegisteredBroker
• Brian Nathan FoxCRD 3243082 · Grapevine, TX
  IA RegisteredBroker
• James Neil FranzenCRD 1850403 · Denver, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Craig Joseph FreebersyserCRD 4469427 · Ballwin, MO
  IA RegisteredBroker
• Carolyn Oliver FrenchCRD 1402870 · Lafayette, LA
  IA RegisteredBroker
• Miguel Angel Flores RodriguezCRD 6125543 · Dallas, TX
  Broker
• Lacody FordCRD 5284244 · Dallas, TX
  BrokerRegistration inactive
• Marco GalvanCRD 5869996 · Dallas, TX
  Broker
• Nicholas Joseph GehrsCRD 1784310 · St. Peters, MO
  IA RegisteredBroker
• Barry Francis GerdinCRD 2157694 · Ballwin, MO
  IA RegisteredBroker
• Kathleen M GerhardtCRD 2691217 · Brentwood, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Andrew GiardanoCRD 5683083 · Dallas, TX
  IA RegisteredBroker
• Theodore J GillCRD 4084525 · Visalia, CA
  IA RegisteredBroker
• Michael Joseph GomezCRD 1305439 · Lubbock, TX
  IA RegisteredBroker
• Jerry Wallace GoodmanCRD 1046723 · Knoxville, TN
  IA RegisteredBroker
• Laura Braaten GwathmeyCRD 6557145 · Norfolk, VA
  IA RegisteredBroker
• Jennifer Anne GabrielCRD 4966326 · Durango, CO
  IA RegisteredBroker
• Matthew GasparCRD 5772487 · Paradise Valley, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Carl HageleCRD 1193248 · Ballwin, MO
  BrokerRegistration inactive
• Rhonda Kay HagermanCRD 2497906 · Ft Worth, TX
  Broker
• Barbara Anne HaleCRD 1406628 · Estero, FL
  Broker
• Dylan Stuart HaleCRD 6074308 · Mildland, TX
  IA RegisteredBroker
• Kirk John HalvelandCRD 2727074 · Ballwin, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin Karon HamptonCRD 7339499 · St. Louis, MO
  IA RegisteredBroker
• Lee Carl HandleyCRD 2494886 · Franklin, TN
  IA RegisteredBroker
• Virginia Paige HansenCRD 2795516 · Asheville, NC
  IA RegisteredBroker
• John J HarmCRD 2599239 · South Burlington, VT
  IA RegisteredBroker
• April M HarperCRD 5517969 · Dallas, TX
  IA RegisteredBroker
• Julie Emma HayesCRD 2192601 · Norfolk, VA
  Broker
• Katrina Kerr HayesCRD 870949 · Matthews, NC
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.