Prospera Financial Services, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 10740
- SEC number
- 801-65845
- Firm type
- RIA
- Assets under management
- $12.4B as of Sep 30, 2025
- Website
- twitter.com/PROSPERAFINSVCS ↗
- Phone
- 972-581-3000
- Address
- 5429 Lbj Freeway, Dallas, TX, 75240
Advisors at this firm
243 in our index · page 3 of 5
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Danielle Lee HelfrichCRD 2165217 · Crown Point, INIA RegisteredBroker
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German V HernandezCRD 5250417 · Dallas, TXBroker
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James Michael HinesCRD 5040938 · Hurst, TXIA RegisteredBroker
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Joshua Matthew HoldenCRD 5585299 · Prosper, TXIA RegisteredBroker
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Gregory Michael HollingsworthCRD 702767 · Metairie, LAIA RegisteredBrokerDisclosure event(s) on record
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Patrick Louis HornemanCRD 4881554 · Belmont, NCBroker
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Anna Mcmahan HouserCRD 6598031 · Belmont, NCIA RegisteredBroker
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Joshua Michael HowellCRD 2689484 · Punta Gorda, FLIA RegisteredBrokerDisclosure event(s) on record
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Carmen Gomez HurleyCRD 2219098 · Metairie, LABroker
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Ryan R HyslopCRD 5693941 · Incline Village, NVIA RegisteredBroker
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Anna Meiners HansenCRD 6058766 · Bend, ORIA RegisteredBroker
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Jared HubbardCRD 7508511 · Knoxville, TNIA RegisteredBroker
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Chandler Allen HugginsCRD 5930514 · Raleigh, NCIA RegisteredBroker
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Oliver IvoryCRD 4256998 · Bettendorf, IAIA RegisteredBrokerDisclosure event(s) on record
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Clayton Wellington JamesCRD 4565333 · Williamsburg, VAIA RegisteredBrokerDisclosure event(s) on record
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Holly Christine JensenCRD 2139652 · Maumee, OHIA RegisteredBroker
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Thomas E JesterCRD 2349864 · Peroria, ILIA RegisteredBroker
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David Nathaniel JohnsonCRD 2144489 · Buckeye, AZIA RegisteredBrokerDisclosure event(s) on record
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J Renee JohnsonCRD 1837024 · Memphis, TNBrokerRegistration inactiveDisclosure event(s) on record
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Michael Keith KaplanCRD 2244085 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Dallas Earl KeysCRD 6790959 · Dallas, TXBroker
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Jonathan I KhalavskyCRD 5285296 · New York, NYIA RegisteredBroker
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Kurt Allen KokeCRD 1474986 · Hurst, TXIA RegisteredBroker
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Efthalia Palantzas KotsisCRD 4213702 · Glen Allen, VABroker
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Amy KaminskiCRD 5841796 · Dallas, TXBroker
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Paul Leander KeetonCRD 4491576 · Richmond, VAIA RegisteredBroker
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Edward KernCRD 4364143 · Dallas, TXBroker
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Leslie Dawn LamotteCRD 3101438 · Bend, ORIA RegisteredBroker
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Catherine Elizabeth LampeCRD 5464745 · St. Louis, MOIA RegisteredBroker
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Lisa Baker LawwillCRD 2397470 · Asheville, NCIA RegisteredBroker
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Brendan Reed LewisCRD 4018373 · Laconia, NHIA RegisteredBrokerDisclosure event(s) on record
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George Wayne LollisCRD 1194059 · Tyler, TXIA RegisteredBrokerDisclosure event(s) on record
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Gary Chris LondonCRD 1417737 · Swansea, ILIA RegisteredBroker
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Brian Curtis LongCRD 2143884 · Wildwood, MOIA RegisteredBrokerDisclosure event(s) on record
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David Scott LynnCRD 2190764 · La Jolla, CAIA RegisteredBrokerDisclosure event(s) on record
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Thomas Reid LawrenceCRD 7620790 · Vanleer, TNIA RegisteredBroker
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Gail M Mackler-CarlinoCRD 1340615 · Northfield, NJIA RegisteredBrokerDisclosure event(s) on record
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Melissa Jo MagillCRD 6246713 · Franklin, TNIA RegisteredBroker
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John Edward MayeuxCRD 2303859 · Lafayette, LAIA RegisteredBrokerDisclosure event(s) on record
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Timothy Patrick MclanahanCRD 2356791 · Mandeville, LAIA RegisteredBrokerDisclosure event(s) on record
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Michael David MeinersCRD 1132826 · Bend, ORBroker
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William Louis MeyerCRD 1018380 · Ballwin, MOIA RegisteredBrokerDisclosure event(s) on record
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Stuart Ray MillerCRD 6421315 · Burton, OHIA RegisteredBroker
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Katherine Sue MohanCRD 6539787 · Dallas, TXBroker
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Anthony Charles MontanariCRD 3089483 · Charlotte, NCIA RegisteredBrokerDisclosure event(s) on record
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Rocky Steven MontgomeryCRD 1574808 · Loudon, TNIA RegisteredBrokerDisclosure event(s) on record
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Jessica Joan MoonCRD 4911545 · Irvine, CAIA RegisteredBroker
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Judy Kay MooreCRD 339100 · Austin, TXIA RegisteredBroker
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Dean Ernest MorrisCRD 2132533 · Polson, MTIA Registered
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Steven David MorrisCRD 726086 · Mt. Pleasant, SCIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 10740 ↗
FINRA BrokerCheck record for firm CRD 10740 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.